Category Archives: military

Danish Empire Shrinks, 1536-1720

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle p. 240:

During the short 200 years from 1536 to 1720, the Danish empire experienced a considerable weakening and serious land divisions. From being a medium-sized European power, enjoying supremacy over Sweden, the dominant power in the Baltic Sea and Northern Germany as well as in the North Sea, Denmark’s positions in the Baltic Sea region and in Northern Germany were overtaken by Sweden. Moreover, the more vital interests of Britain and the Netherlands in the trade and shipping in the Baltic Sea meant that the conditions became internationalized, and both the Danish Empire and Sweden had to submit to the dictates of super powers. This is also seen in the Danish empire’s failure to recapture the Scanian territories or its numerous futile attempts to solve the Gottorp problem, although this was otherwise Denmark’s primary security priority. The prolonged conflict that the empire engaged with Sweden led to extensive efforts to strengthen the Danish empire inward and outward through the introduction of the tax and military state, of an active and multifaceted business policy and of royal absolutism in 1660. But all in all, both the empire and Sweden (despite conquests from Denmark and Norway) were in the long term weakened by their continuous rivalry. Perhaps the efforts to maintain the position of power that the Danish Empire still had in 1536 were simply too great a burden: the empire was thinly spread geographically, had relatively small resources, and a small population. Perhaps this was an inevitable situation, because the trade and shipping on the Baltic Sea were so vital to the larger naval forces. At the very least, by 1720 both the Danish Empire and Sweden had been transformed into actors (albeit not puppets) in an international system in which Britain and Russia set the bar.

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Memories of Saigon’s Last Night

From Catfish and Mandala: A Two-Wheeled Voyage Through the Landscape and Memory of Vietnam, by Andrew X. Pham (Farrar, Straus and Giroux, 2010), Kindle pp. 69-70:

It was a night of madness and spectacular fires. I was eight and wild with greed for all the loot people had tossed in the street. You could find almost anything that night. The defeated army discarded guns, ammo, helmets, knives, uniforms, boots, water tins, and heaps of things covered with the flat green paint of army-issued equipment. Fugitives, peasants, and city dwellers left belongings where they dropped them: baskets, food, clothes, chairs, sleeping mats, pottery, wads of no-longer-valid currency. The night was choked with those who fled, those who hid, those who scavenged, and those who went mad with fear, or greed, or anger.

The bullies chased me down the alley. I heard them pounding the pavement hard on my heels. They were yelling. BANG! A shot went off. I couldn’t tell if they were shooting at me. Maybe they were shooting in another part of the neighborhood. Guns had been going off around the city all day, but I was pretty sure they were shooting at me.

Earlier, I had been down by the empty lot showing off some of my loot to the other kids. Mom and Dad were busy packing suitcases and burning documents, so I was able to sneak out of the house and scavenge the streets. All the kids had something, mostly guns, ammo, and broken telephones. Some had pliers and were using them to take the tips off the bullets to get at the gunpowder. We drew dragons in the dirt with the powder and ignited them. I was firing my name when the older bullies came around. They had pistols and demanded we hand over our loot. The biggest bully wanted my pistol, which wasn’t the black metal army kind. It was a shiny, pug-nosed six-shooter.

They started waving their guns at us, just fooling, when a shot went off and hit a boy in the leg. He screamed and blood squirted out of the wound. We scattered. I bolted with my gun and bag of goodies. The bullies yelled for us to stop. I glanced back and a couple of them were after me and my six-shooter.

I fled down a dark alley, running by instinct, feeling my way with the tips of my fingers on the moist walls. Turn right. Run down another alley. Keep the gun. Drop the bag. Too heavy. Turn again. Run through a larger alley. They were closing in on me. I stumbled over trash. Kept going, heading for the clear up ahead.

Then I burst onto the street. Crashed into the flood of refugees swarming in one direction. Refuse covered the ground, stampeded over and over again. The air reeked of smoke, loud with people. Down the road, the fish market was burning unchecked. Gunfire snapped in staccato across the city. Somewhere far away a siren howled. Above, red zipping bullets crossed the night. The sky ruptured with false thunder. Dull flashes of light bruised the city skyline. Growling helicopters skimmed low, their humping air vibrating my ribs, their rope ladders trailing behind like kite tails.

I dove into the tide and was swept along with it. The air swelled with panic, lanced with torchlight. I ran with everyone else, coursing down the avenue. The crowd parted, then closed again around abandoned vehicles like a wild river. In the narrows, people crushed and hammered each other against the brick walls, stampeding, barreling to salvation—the American ships waiting in the harbor.

I had lost the bullies. I ran back to the house and pounded on the metal screen door, suddenly infected with the city’s terror. Let me in! Let me in! I want to come home!

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Two Old Opium Smokers in Vietnam

From Catfish and Mandala: A Two-Wheeled Voyage Through the Landscape and Memory of Vietnam, by Andrew X. Pham (Farrar, Straus and Giroux, 2010), Kindle pp. 162-164:

Grandpa Pham smelled of plum candy and Chinese medicine.

It was an odor that made me nauseous and hungry all at once.

His opium smoke.

I served as the footman of Grandpa’s opiate dreams. As his family went through the process of closing doors, shutting windows, keeping the confidence, I knelt at the door of Grandpa Pham’s study, a servant awaiting his wishes, witnessing the rite that came to be the center of his existence. In the seasons before Saigon fell, Grandpa was many years into his pipes, his grown children’s wages keeping him in the habit. I brought him the accoutrements of his ceremony and he arranged them on the straw mat: an oil lamp, matches, crisp unwrinkled newspaper, a bowl with a spoonful of steamed rice, a kettle of lotus tea, porcelain cups, a water-smoke pot, and old-fashioned Chinese brick pillows. He produced a cough-drop tin rattling with loose nuggets of black opium.

He smoked with an old friend, both of them Hanoi expatriates so wizened and emaciated it was difficult to tell them apart in the gloom of their conspiracy—hovering over their opium, their instrument of sedition from the world. Those Nationalist bastards, one cheroot figure said to the other, sold nine American bullets out of ten, no wonder we are still fighting this war. The other figure protested, though without much passion, It’s good for the economy, all the foreign money pouring in. Impotent to the world, they were still supreme patriarchs of their extended families. This, their War Room: two ancients sipping tea in cement air. Saigon is too hot, too corrupt, nothing but barbarians, said one. Yes, yes, Hanoi is the true soul of Vietnam, agreed the other. Shirtless in the heat, they sat on a handwoven straw mat, propping themselves with one arm locked at the elbow like a tent pole, a knee up near their chins. The room was bolted tight against ill winds. Their liver-spotted hide, the texture of week-old tofu-skin, did not sweat but drooped, flaccid on their chests and bellies, stretched taut over the ridges of their spines. The Americans are generous with their aid, but the French, they knew how to live well, one observed. True, the other nodded, true, they built the most beautiful mansions in Hanoi. The two jurors reached into a bowl, clawed a few grains of leftover rice, and wedged these between their gum and cheek like chewing tobacco. The newspaper was smoothed out, folded, and torn into two perfect squares. Starting with one corner, they rolled the papers into tapered pipes, overlapping the layers tightly. They took the moistened rice out of their mouths, pressed it into a paste, and glued the pipes. With tinker deftness, they fit the pipes to the water-smoke pot. Every practiced motion carried the serene precision of a ritual even as they talked. The Japanese were the true bastards, weren’t they? All that killing and the famines. Yes, yes, but that was war and so is this. No, for the Northerners, it is war. For the Americans, it is politics. For the Southerners, it is business. A precious opium nugget was placed on the pot they shared. Ah, but wasn’t Hanoi beautiful in winter? Yes, persimmon winters. They lay their bones down on the mat, on their sides facing each other, heads on brick pillows, the opium between them. Don’t you remember that one hot summer, so hot catfish died and floated in the creek? Yes, but wasn’t the monsoon wind blowing off Ha Long Bay magical? They worked themselves back through the years to the good memories, and when they were ready, they touched the flame to the opium and, with great sighs, began to feed from their paper pipes. They perfumed the air with opium sweetness, making it wet and soft, filling it with the watery gurgle of two old men drowning.

Once they slipped far into their refuge, a pair of goldfish dying on the floor, I moved the oil lamp out of the reach of their limbs and left them to their slumber. Their smoke swarmed the house, announcing that their spirits were temporarily on a journey, yet everyone tiptoed past the room as though fearful of waking a baby.

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Danish Civil Warriors and Crusaders

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 103-105:

On Christmas Day 1144, the Christian Principality of Edessa was lost to Sultan Zenghi of Mosul. It was the first major defeat in the Latin Middle East, and when the news reached Western Europe, it was met with despair and determination. Something had to be done, and preparations were underway for a new crusade just as large as the first (in general, see Phillips 2007). An absolutely crucial force in this effort was Bernard of Clairvaux, abbot of the wide-reaching Cistercian order. Bernhard was a gifted speaker and traveled throughout northern Europe on a preaching mission, and it was also he who initially allowed Northern German princes to fight the pagan Slavic peoples instead of traveling to Edessa. He rationalized this on the theological grounds that the devil attacked Christianity on all fronts simultaneously, and that it was just as important to defend themselves in the north as it was in the south. This cumulatively led to the so-called Second Crusade in 1147, which was one crusade but executed on many fronts, as it was described by contemporaries. Crusades were led against Damascus, against several places in the Iberian Peninsula, and in the Baltic Sea.

In 1146, Cardinal Ubaldus hosted a church meeting in Odense to preach crusade and drum up support (Bysted et al. 2012; Jensen 2017). The reaction must have amazed him, because King Erik III Lamb of Denmark immediately abdicated and entered a monastery, thus becoming the first and so far the only Danish king to voluntarily surrender the throne. He also died shortly afterwards and presumably resigned due to illness. He was followed by Sweyn III, who was later nicknamed Sweyn Grathe. Grathe was chosen by the Sealanders, but the people of Jutland concurrently chose Canute, the son of Magnus (Nilsson) (who had killed Canute Lavard). The third individual to partake in the battle for the throne was Canute Lavard’s son, Valdemar, who was now about 15 years old. The struggle developed into an eleven year war between Sweyn III, Canute, and Valdemar, and is often portrayed as a civil war. It is probably more accurate to see the conflict as formerly independent countries who now seized the opportunity to choose their own king. Conversely, these kings sought to expand their own power and unite the kingdoms over which their predecessors had ruled. During this same time period, several kings fought for power in Norway and Sweden as well.

The bloody wars in Denmark give a rare insight to the rulers’ paths, both physically and mentally, to power within the empire. Sweyn III began his king’s reign by working with Valdemar to declare Canute Lavard a saint and place his bones as relics upon the high altar in Ringsted. It was not recognized by Archbishop Eskild because it was a private canonization without the pope’s acceptance, but it does show that Valdemar would henceforth use his father’s miracles as an argument to support his own position as king. After that, Keld of Viborg, who had previously sought the pope for permission to mission and become a martyr among the pagan Wends, mediated between Sweyn and Canute by having them participate in a joint crusade against the Wendish Dobin, near present-day Rostock. They participated because the pope promised that if they fell, their souls would be in heaven before their blood cooled on the earth (Knytlingesaga 1919–25, 108). At Dobin, they met with a Saxon cavalry, and succeeded in occupying the city, baptizing the inhabitants and forcing them to free their Christian slaves. Then, according to Saxo, the Danish army withdrew because Sweyn and Canute did not trust each other. According to his contemporary, German historian Helmold of Bosau, retreat was because “the Danes are mighty warriors at home, but completely useless in real battle” (Helmold 1868, 65).

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Scandinavian Warriors in 9th c.

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 62-64:

Ireland had previously been the target of Norwegian warriors, and in 851 Danes also started raiding the island. In 853 Ivar became king of Dublin and later participated in the conquest of York in 866. In 844 and 846 some of the armies that had fought in France pressed onwards to Galicia in northern Spain, and even to Arabic Lisbon: according to some later Spanish sources, these troops were dispatched by the Danish king Horik. In 854, 70 ships, led by Björn Ironside and Hastings, sailed from England via Spain to Morocco, into the Mediterranean, ultimately reaching Italy. Although it is difficult to measure the scale of these battles compared to earlier periods with fewer sources, it seems clear that the battles from the mid-800s onwards were vaster in scope, earning attention from their contemporaries who became the victims. There are three main reasons for this intensification of warfare.

First, it is clear that the Nordic longship had developed into a maneuverable and efficient war machine: Danish and Scandinavian fleets were famous and desired by other rulers for centuries to come. It probably wasn’t until around 1200 that other countries off the Atlantic coast built equally strong fleets; in the Mediterranean it probably happened in the early 1100s. Until then, the Scandinavians had a significant advantage at sea.

Secondly, the expansion in the 800s shows that Scandinavia was an extremely rich area. There is a very specific reason for that. With the rise of Islam in the 600s and the conquest of large parts of the Mediterranean world until the beginning of the 700s, Europe’s economic center of gravity shifted to the east. The link between East and West in the Mediterranean was left un-interrupted, but the Arab gold mines and new efficient exploitation of the Silk Road and its access to the East’s lucrative trade system provided an economic boost to the Byzantine Empire, particularly to the capital of Constantinople. The Scandinavians had access to this via the Gulf of Finland, Lake Ladoga in northwest Russia, and along the great Russian rivers to the Black Sea (Bjerg et al. 2013). Islam actually brought Scandinavia closer to being Europe’s economic center, becoming bridge and a transit area between the East and West. The vast quantities of gold coins found in Scandinavia clearly illustrate this. So far at least 200,000 Arabic gold coins have been excavated by archeologists, and with the spread of metal detectors more and more are discovered each year. Yet it is still only a small percentage of the many coins that were buried, and they represent only those treasures that were not dug up again by their owner or his heirs. Most of these immense riches were later invested towards war technology and political capital, in ships and men.

Third, most of these raiding expeditions were not random looting. Nor did they reflect a large-scale war between Denmark and other countries or between two cultures, one European and one Scandinavian, or between two religions, one Christian and one pagan. Rather, they were a natural element of an intricate political game between a variety of different rulers, with opponents and allied partners coming together across the political and religious spectrum.

The Danish wars in England were a continuation of old alliances across the North Sea. In northern England, Danish armies were apparently well received by the local population, whose elite probably had ancient Scandinavian roots. Several groups of warriors joined together to form the “great army” in 865, and in the coming years they conquered relatively easily East Anglia and Northumbria, which starting in around 870 came under Danish control. The Great Army threatened the kingdom of Mercia and Wessex in southern England, where it was stopped by King Alfred the Great. The warriors were soon followed by peasants who settled and cultivated the land. Danish had a lasting influence on the English language, and northern England became known as the Danelaw, the area under Danish law and control. We do know the names of several Danish commanders and kings located in England from the 800 and 900s. However, we don’t know if these kings also simultaneously ruled over anything back in Denmark. English sources say that they occasionally returned home to Denmark. This indicates that the relationship would have been close at the time, and the involvement in England clearly had a profound effect on the political hierarchy and power dynamics in Denmark.

The same certainly applies to the Frankish empire. One of the most important defensive strategies of the French king against the attack of the Scandinavian armies was to quickly ally himself with other Scandinavian rulers who were given land to which to defend [like Rollo in Normandy].

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The Danish Empire!

Here’s a book I’ve long been waiting for, after coming across accounts of Danish colonies in Africa and India, Danish intercession with the Barbary pirates, and Denmark’s more familiar (and longer-lasting) Atlantic colonies, let alone the once dominant role of Danes in the Baltic region. This is a new and comprehensive book, so I’ll make an effort not to quote as many passages as I would do if it had been on the market for a longer time.

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 13-14, 16-17:

The Danish Empire: Rise and Fall. This sounds as a pretentious title for the small kingdom of Denmark, but it is inspired by English historian Edward Gibbon’s grande opus, Decline and Fall of the Roman Empire. Released in 1776–88, it has since become a classic, not only serving as an unattainable standard for later historians due to its vivid narrative style, but also as a landmark work. It became an essential source for later generations in their understanding of the Middle Ages as a dark period and became a manifest for enlightened thought and rationality in the face of superstition and sensations.

We have chosen to title this book The Danish Empire: Rise and Fall—to stress the volatile and shifting nature of the political unit that throughout history has been called Denmark. Today, one rarely hears much about the topic of Denmark’s having been a great and politically important power. Denmark is mostly understood as a small country content with its current modest political situation. It is certainly true that Denmark is a country that has become smaller over time. However, modern descriptions of Danish history have cultivated the idea that Denmark has always been a miniscule country and has always been threatened by its powerful southern neighbor, as evident in the traditional general histories of Denmark (Christensen 1977–92; Olsen 1988–91). Images of Denmark as a large country, a substantial political power, something that may even be called an empire, lie beyond the tradition of modern Danish history. This is what we would like to attempt to challenge, and therefore we have emphasized the phraseology of rise and fall in the title.

Many Danish historians of the twentieth century tacitly assume that Denmark has always had the same size and political influence that it has today. If asked directly they would agree that it is an incorrect assumption. Yet history continues to be written accordingly: addressing how the territories that lie within the current borders of Denmark have changed over time. The border duchies of Schleswig and Holstein are mentioned due to the political problems they have always caused. Scania in southern Sweden is seldom referred to as a Danish territory as it was during the Middle Ages; other former Danish regions as Halland and Blekinge in Sweden are rarely addressed at all, not to mention the Baltic islands of Gotland, Øsel (Saaremaa), Rügen, and the country of Estonia. The Danish Empire actually stretched from the North Cape in northern Norway to Hamburg in Germany for over three hundred years, roughly equivalent to the distance between Hamburg and Sicily. This book hopes to recognize, include, and allocate these territories within their accurate place time and in history, such as England [Danelaw] in the Viking Period, Norway from the time of the Kalmar Union between 1397–1814, Greenland, the Faroe Islands, the West Indies, and Colonies in Africa [Danish Gold Coast] and India. While Denmark’s history should be acknowledged in its collective entirety, it should also remain in its European context. Denmark was at times a relatively large power in Europe, and functioned as a direct threat, particularly to many of the smaller Germanic principalities of the south: it wasn’t until later in history that these power dynamics became inverted.

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Poland’s Election of 4 June 1989

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 188-191:

The election turned out to be a single-issue referendum: Do you want the Communist system to continue in Poland? This was hinted at when the opposition discovered it did not need to promote its previously unknown candidates to the public. It ran the same electoral poster throughout the entire country: a photograph of its local candidate, whoever that was, shaking hands with Wałęsa, over a Solidarity logo. As Kwaśniewski later said in mocking complaint, even a cow running on a Solidarity ticket would have won. Furthermore, the electoral law adopted for this election stipulated a winner-take-all system, rather than proportional representation; that is, only a candidate who received an absolute majority of the votes cast (at least 50 percent plus one vote) would be elected in a first round. Absent such a result, in a second round, two weeks later, the winner of a plurality of votes cast would get the mandate. Back in March, Prime Minister Rakowski had been warned by a wizened and wise colleague that under such an electoral procedure the party would not win a single Senate seat. But the clairvoyant only passed the memo along, without doing anything about it, because electoral law was not his bailiwick. In the first round, the opposition won 160 mandates out of the 161 it was allowed to contest in the Sejm and 92 of the 100 in the Senate. The ruling coalition, in the first round, took 3 seats in the Sejm—out of the 264 set aside for it—and zero Senate seats.

Two weeks after the debacle, Rakowski wrote in his Diaries that “to assume a candidate from the national list would get 50 percent plus one vote was a fundamental mistake. That the entire establishment of the state exposed itself to such a test is simply incomprehensible.” Indeed it was, Mr. Prime Minister. He added that “another mistake was the method for Senate elections. If the proportional system had been adopted, we would have gained thirty to forty seats in the Senate.” Most embarrassing of all, thirty-three out of the thirty-five candidates from the special “national list”—the top establishment figures—although running unopposed, had nonetheless been crossed off by a majority of voters. General Kiszczak was beside himself that in Polish embassies all over the world—except Albania—the national list had been voted down by the diplomatic corps and staff. “Somehow, in the depth of our brains, we were convinced that we would win the elections,” wrote Rakowski, a party member since 1946, “because, after all, we had always won elections.” In the races that Solidarity had not been allowed to contest, there was still the second round to ensure victories for the candidates of uncivil society by a mere plurality of votes, thereby securing the original plan of a regime-dominated parliament, which in turn would elect Jaruzelski to the presidency. But there were no provisions to recuperate the establishment figures’ completely unopposed thirty-five seats: against whom would they run in a second round? The opposition, wary of losing everything, left it to the party-state to fill these seats by post facto procedural sleight of hand. The generals still had command over the repressive apparatus, and while many people suspected (rightly) that Poland’s uncivil society had lost the stomach to shed blood, again, for such a ruinous system, the Chinese launched a crackdown in Tiananmen Square on the very day of the Polish elections.

In Poland, all the political figures who profoundly mistrusted one another and who worked doggedly to ensure they were not outfoxed by the other side were dumbfounded by the results of their joint labors. Together they had written a political script that neither side had anticipated. Would uncivil society accept its defeat, something it had always said it would never do? Would Solidarity seek to take power, something it had said it would never do? Amid the uncertainty, on July 3, Michnik—as was his style—raised a scandal. He wrote an editorial in the opposition newspaper he edited, Gazeta Wyborcza, entitled “Your President, our Prime Minister.” Michnik’s closest colleagues jumped on him for “prematurely” advocating a Solidarity government. One of his most eloquent critics was Tadeusz Mazowiecki. But it turned out that opportunists were opportunistic, for when Wałęsa approached the forgotten United Peasant Party and the Democratic Party—the “historical allies” of the ruling Communists-both eagerly accepted Solidarity’s offer of alliance against the Communists. Wałęsa then tapped his trusted adviser, General Kiszczak’s former detainee, to lead the governing coalition; Mazowiecki was duly confirmed as Poland’s prime minister. During his inaugural speech on September 12, 1989, the first postwar head of government in Poland not assigned to the office by the Communist regime fainted on the rostrum of the Sejm. Doctors took him for a short walk in the park, whence he returned to the parliament chamber. “Excuse me, but I have reached the same state as the Polish economy,” Mazowiecki quipped. “But I have recovered, and I hope the economy will recover too.” In the 1990s, half of Poland’s then $45 billion in foreign debt to Western governments and commercial banks was forgiven, in what at the time was the most generous treatment ever extended to a debtor country.

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Poland Was Different

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 173-175:

Poland was different. Even though peasants fiercely resisted the collectivization of agriculture everywhere, only in Poland did the party abandon the process (in 1956), so that the overwhelming majority of Polish farmland (80 percent) reverted to individual households, with only 1 percent organized as collective farms (and the rest as state farms). Such an independent peasantry was unique in the East bloc (and matched only by China when it disbanded its communes beginning in the 1970s). Further, as a result of Hitler’s murderous war and Stalin’s border shifts, Poland had become an almost universally Catholic country, and most people were churchgoers, including—often on the sly—party members. By 1977, after three decades of continuous administrative and fiscal pressure against it, the Church in Poland counted 20,000 priests and 27,600 nuns—many thousands more than during the pre-Communist interwar period. Communist Poland was organized into nearly 7,000 parishes, as well as 27 dioceses supervised by 77 bishops, with some 10,000 churches along with 4,000 chapels. Almost 5,000 students were enrolled in 44 higher Catholic seminaries, while another 1,400 studied at the Catholic Theological Academy and 2,500 at the Catholic University in Lublin—the only such Catholic institution of higher learning in the Communist world. In 1978, the archbishop of Kraków, Karol Józef Wojtyła (1920–2005), became the first non-Italian pope in 455 years and the first-ever Polish pope.

No less distinctive was Poland’s militant working class (which Communist industrialization had greatly enlarged). Unlike the oneoff explosions in East Germany (1953), Hungary (1956), Czechoslovakia (1968), and (on a smaller scale) Romania (1977), eruptions in Poland recurred. In Poznań in 1956, a strike at the gigantic Josef Stalin Metallurgical Complex against a new system for calculating wages prompted more than 100,000 people (out of the city’s 380,000) to march to Adam Mickiewicz Square, where, in front of Poznań’s old royal castle, they chanted “We are hungry,” “Down with the Red bourgeoisie.” Around seventy were killed and many hundreds wounded when Poland’s uncivil society unleashed one of the bloodiest repressions in the East bloc’s history that did not involve Soviet troops. But more strike waves and demonstrations followed in 1968, 1970, 1976, and 1980 like jolts on an uncivil-society electrocardiogram. Poland’s workers developed powerful organizational forms—above all, elected interfactory strike committees—that would culminate in an independent (non-Communist) trade union known as Solidarity. In a parallel breakthrough in fall 1976, fourteen members of the intelligentsia established a Workers’ Defense Committee (Komitet Obrony Robotników, or KOR). These were men and women of different generations and different political biographies: a well-known elderly writer, a famous actress, a young and an old university professor, two retired attorneys, two officers of the wartime Home Army, a priest, some student activists, and a few hard-core dissidents. Making public their names, addresses, and telephone numbers, they invited victimized workers and their families to contact them for help. “Do not burn down committees,” exclaimed KOR’s Jacek Kuroń (1934–2004) in the aftermath of the 1976 strikes and riots, “set up your own!”

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GDR’s Elite Decisionmaking

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 91-93:

The GDR’s uncivil society became immobilized by its own advance. By 1989, Honecker, who had begun his party career as a youth league agitator, was seventy-seven. Willi Stoph (1914–99), East German prime minister since 1964 (except for a brief interlude when he was head of state), was seventy-five. Erich Mielke (1907–2000), the head of the Stasi since 1957, was eighty-one. This ruling echelon, which had first settled in the villas of the northern Berlin suburb of Pankow, near Soviet military headquarters, moved farther out in 1960 to the more easily guarded, isolated Wandlitz woods (near Hermann Göring’s old hunting lodge). There they enjoyed Western food, fashion, jewelry, and electronics imported for them by the Stasi. Their uncivil-society compound became known as “Volvo-grad” for their chauffeur-driven imported vehicles (they could not bear to follow global elite practice and import West German Mercedeses). But despite herding together, the East German elites and their families mostly refrained from socializing—Mielke’s men were not supposed to keep a watchful eye on the private lives of party officialdom, but maybe they did? Decision making was a mystery even for high officials. “One of the most interesting findings is how little most policymakers, including many members of the SED’s highest circles, knew,” explained one scholar of East German ruling circles. “At Politburo meetings leaders discussed very little of substance. Two or three individuals walking in the woods on a weekend frequently made important decisions, and expertise rarely played a major role.”

What about the vaunted Stasi? The Stasi possessed an immense fortresslike complex in East Berlin and more than two thousand buildings, homes, bunkers, shelters, hospitals, and resorts throughout the GDR. Its staff, which numbered 5,000 in its early days, exploded to 45,000 by 1970 and 91,000 by 1989—meaning that Ulbricht and especially Honecker had built up a security ministry larger than Hitler’s Gestapo (7,000 in 1937). And that was for an East German population one quarter as large as that of Nazi Germany (66 million). In the Communist bloc, too, the Stasi stood out. Whereas the massive Brezhnev-era Soviet KGB counted one staff person for every 600 inhabitants and Poland’s equivalent SB had one for every 1,574 inhabitants, full-time Stasi personnel numbered one for every 180 East Germans. (Officially, the GDR bragged that it had one medical practitioner per 400 people.) The Stasi also developed an informant network estimated at seven times the per capita density of that of the Third Reich. Of course, for all the beatings they administered, the Stasi left behind not millions of corpses but millions of files. Its surveillance was overkill: some 6 million files, even though as late as 1989 the Stasi enumerated just 2,500 individuals as opposition activists, with only 60 deemed “hard core” (comparable to Czechoslovakia, though absurdly fewer than in Poland). That year alone the Stasi compiled 500 situation reports (each of 60 pages)—more than one per day. But the dictatorship proved incapable of using this vast reportage. As Karl Marx had written in 1842, often a “government hears only its own voice. It knows it hears only its own voice and yet it deceives itself that it hears the people’s voice.” The East German regime was out of touch, but partly for that very reason the paragons of uncivil society were in no mind to capitulate.

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1989: Implosion More Than Explosion

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 8-11:

What more could there be to say on this twentieth anniversary of 1989? Plenty. Most analysts continue to focus disproportionately, even exclusively, on the “opposition,” which they fantasize as a “civil society.” This fixation recalls the long and fruitless search for “the bourgeoisie” who supposedly caused the French Revolution of 1789. But just as “the bourgeoisie” were mostly an outcome of 1789, so “civil society” was more a consequence than a primary cause of 1989. Thanks to the repudiation of the single-party monopoly and its corollary, the state-owned and state-run economy, the 1989 revolutions would make civil society possible. That said, highlighting the opposition is understandable for Poland since, as we shall see, Poland had an opposition, which imagined itself as civil society. Such a focus almost works for Hungary, too, because, like Poland, Hungary had a negotiated exit from communism, though Hungary’s proreform Communists in 1989 had to bolster the anti-Communist opposition in order to have a negotiating partner. Be that as it may, for all other Eastern European countries the focus on the opposition falls into the realm of fiction. And even for the Polish case, analysts too often leave out the side across the table from the opposition—namely, the Communist establishment. The often overlooked establishment, which we call “uncivil society,” is a primary focus of our book, because that is where collapse happened.

The incompetent, blinkered, and ultimately bankrupt Communist establishments—party bosses and propagandists, secret policemen and military brass—deserve their due, but we do not examine every Eastern European country in depth. East Germany, Romania, and Poland are the case studies (in that unusual order) that we single out for extended treatment because, in our view, they best reveal how and why each establishment’s implosion occurred. Seeking to use the opposition to help push through tough economic measures to save the system, uncivil society in Poland (as well as in Hungary) discovered that it had instead capitulated; in East Germany and Romania (and elsewhere) the establishment just collapsed. The causes behind both these outcomes had a lot to do with internal elite dynamics and with geopolitics, as we shall show. But in cases where the uncivil society was determined to hold on, it had to be, and was, given a shove by mass social mobilization. Paradoxically, therefore, in 1989 the enormous street demonstrations took place not in the country with the formidable organized opposition (Poland) but in the lands of the formidable Securitate and Stasi—the dreaded security police of Romania and East Germany, respectively. No less paradoxically, the mass protests broke out without equivalent mass social organizations. Hence, a second goal of our book, beyond a close look at uncivil society, entails an explanation of the social mobilization absent corresponding societal organization.

Eastern Europe ended up shaping the destiny of the Soviet Union, but the Soviets had long held the fate of Eastern Europe in their hands. The “Brezhnev Doctrine”—employing military force, as a last resort, to uphold socialism in the bloc—was in many ways the Andropov Doctrine. Yuri Andropov, the long-serving KGB chief (1967–82) and briefly the successor to Leonid Brezhnev as general secretary (1982–84), had long undergirded the Soviet resolve. Andropov played a hard-line man-on-the-spot role as Soviet ambassador to Hungary during the crackdown in 1956; he manipulated the more cautious Brezhnev over using force in Czechoslovakia in 1968; and he took a tough stance on Poland in 1980–81 during Solidarity’s existence. The KGB underling who served as station chief in Poland from April 1973 through October 1984 recalled that Andropov had refused to countenance Poland taking the “capitalist” path, a scenario viewed as zero sum geopolitically. Other evidence, though, indicates that behind closed doors in 1981 Andropov lamented that the overtaxed Soviet Union had reached the limits of its ability to intervene militarily in Eastern Europe and goaded the Polish regime to conduct its own crackdown (it did). Be that as it may, in 1989 Mikhail Gorbachev’s Kremlin not only formally repealed the Brezhnev Doctrine but also worked to prevent Eastern Europe’s uncivil societies from themselves using violence to prop up their regimes. Almost immediately thereupon, the Communist systems in Eastern Europe were overturned. The ashes of Andropov—who more than anyone had helped put Gorbachev into power—must have been turning over in his Kremlin Wall urn.

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