Category Archives: democracy

Alternatives to Domestic Service, 1800s

From Servants: A Downstairs History of Britain from the Nineteenth Century to Modern Times, by Lucy Lethbridge (Norton, 2013), Kindle Loc. 1362-91:

Elizabeth Banks was inspired to undertake her 1892 investigation into service to find an answer to the question that vexed the English middle classes: why was it that many girls would do almost anything, even if it meant living off ‘porridge in the morning and watercress in the evening with no midday meal’, rather than undertake the work of cleaning someone else’s home? She visited a young seamstress living in terrible conditions – ‘the unwomanly rags, the crust of bread, the straw and the broken chair’ – in a lodging-house in Camberwell on eighteen pence a week. When the dismayed Elizabeth offered to find her a job as a housemaid, ‘with a nice clean bedroom, plenty to eat, print dresses in the morning, black stuff in the afternoon, with white caps and aprons and collars and cuffs’, she was astounded by the girl’s outrage at the suggestion: ‘“Did you come only to insult me?” she demanded, stamping her feet. “I go out to service! I wear caps and aprons, those badges of slavery! No, thank you, I prefer to keep my liberty and be independent.”’

The servant-employing classes struggled to grasp why so many girls did not appear to be grateful for the opportunity to get their feet under a more comfortable table than the one they had come from. Was not the home a haven both moral and practical, a place of safety? The nineteenth century had been haunted by the spectre of the lost child of the Industrial Revolution: the chimney sweep, the crossing-sweeper, the pickpocket, the match-seller, the five-year-old child who had gone blind sorting buttons in a sweatshop. In the popular imagination they were perceived as orphaned (even if this were not in fact the case), adrift, alone and prematurely aged by malnutrition, poverty and abandonment. The social reformer Edwin Chadwick’s 1842 descriptions of the ‘rookeries’ or London tenements in The Bitter Cry of Outcast London almost single-handedly sparked an age of public health reform. Chadwick’s picture of a world of struggle, suffering and hopelessness was entirely cut off from the comfortable family world of the prosperous; nineteenth-century London, he wrote, was a labyrinth of filthy box-like slums, leading one from the other and ‘reeking with poisonous and malodorous gases rising from accumulations of sewage and refuse scattered in all directions’.

According to Henry Mayhew, in 1868–9 there were 17,000 known tramps in England and Wales and 17 per cent of them were under sixteen. In 1889, of the 192,000 registered inmates of workhouses, 54,000 were under sixteen. Dr Thomas Barnardo, the most celebrated of all Victorian philanthropists and a fiery street preacher, was moved to set up his first home for children when he discovered eleven young boys, barely clothed, sleeping along an iron gutter open to the elements. The annual accounts of Dr Barnardo’s children’s homes contain fearful catalogues of the ailments suffered by those picked up on the streets and given refuge: rickets, knock-knees, goitre, spinal paralysis, deaf and dumbness; and lung diseases like consumption, bronchitis, pneumonia and asthma, which were the legacy of the dust inhaled while working long hours in factories. In 1906, Edith, a five-year-old girl, ‘nobody’s child’, was found by Thomas Barnardo wandering the streets apparently completely unwanted – absolutely nothing at all could be discovered of her origins or parentage. Another, a crippled boy of ten, was referred to Barnardo’s after the boy’s mother, a rubbish-picker, was burned to death by an upturned paraffin lamp.

Efforts were made to contain these wandering, vagrant children by the institution of industrial schools, but the focus of the schools was largely penal and the pastoral work of caring for ‘waifs and strays’ was left to private charities and individual philanthropic endeavours. By 1878, in London alone, there were fifty philanthropic societies dedicated to the welfare of children.

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High-class Distrust of Labor-saving Innovations

From Servants: A Downstairs History of Britain from the Nineteenth Century to Modern Times, by Lucy Lethbridge (Norton, 2013), Kindle Loc. 162-196:

The most basic technological amenities were not seriously to take root in the majority of English country houses until well after the First World War, and sometimes beyond the Second. In fact the more labour-intensive the house was seen to be, the more it was seen as upholding the values of the old world order. Although there were some significant changes made to English houses in the late nineteenth century, human effort was on the whole considered vastly preferable to modern amenities. Houseguests shivered in the cold of country houses where, recalled Lady Cynthia Asquith, ‘you perambulated long, icy passages in search of the nearest bathroom – if there was one’. Labour was cheap: the servant problem was a problem for the cash-strapped, not the rich. At Beech Hill Park, a vast Victorian house in Epping Forest, there was a hall entirely covered in mosaic that had to be washed with milk by hand every week by five maids; yet there was no telephone in Beech Hill and it was lit entirely by candles until the late 1940s.

A general distrust for new technologies percolated through the classes. Leslie Stephen, father of Virginia Woolf and Vanessa Bell, wondered why he should install a hot water system in his London house when he could always employ two or three girls to carry the bath water up and down stairs as required. Too much newness became regarded as vulgar: Mrs Loftie, author of books of advice on interior design, warned against gas, a form of lighting which had once been embraced by the fashionable but by the early twentieth century had become too popular and was now associated with trade showrooms and other iniquities. ‘Nothing can compete with the gasolier [gaslight chandelier] in tawdry deformity,’ she cautioned.

In 1912, the Illuminating Engineer expressed the view that gas was a ‘middle-class luxury. It never invaded the marble halls of the West End; and of course, the poor could not get it. It was admitted to the rich man’s kitchens and domestic offices, and its attractions beckoned the workman to his only club, the corner pub. As a domestic light in the fullest sense of the word, it was almost as sure a sign of respectability as the keeping of a gig.’ In grand houses, gas lamps were generally confined to the servants’ hall, where they enabled the staff to work till late at night; gas was considered too smelly and too damaging to antique furniture to be used in other parts of the house. The inimitable patina of age became central to the national idea of Englishness, and to this idea, new technology was often considered positively threatening. The American economist Thorstein Veblen noted in 1892 how the attraction of old-fashioned beeswax candles to illuminate evening dinner parties was suddenly revealed when gas and electric lighting became widely available to the middle classes. The reason was said to be the flattering rosy glow that candles cast, but behind it lay a snobbery about industrial mass production. The lady of a house in Wigmore Street was typical: her new maid, Elizabeth Banks, reported in 1891 that there were gas fittings but her mistress declined to use them, preferring to use candles that her maid had to clean up afterwards. ‘In the halls, on the stairs and in every room of the house, from the kitchen to the fifth floor, candle grease was liberally sprinkled, and my brown paper and flat iron were in constant demand.’

The stateliest homes still relied on lamp men, whose job for generations had been to patrol the corridors of English country houses, lighting and tending the oil lamps or candles that were the only source of light. Lamp men were retainers of the old sort, associated with homes that had no need of flashy modern accoutrements that needed only the turn of a switch. Trimming, cleaning and maintaining the lamps was an arduous daily job: at Erddig in Wales, the Yorkes had forty oil lamps requiring constant attendance, for a dirty lamp created clouds of soot. ‘An Old Servant’, the author of an anonymous little memoir written in the First World War, described ‘strings of soot hanging from the ceiling all over the room; everything was thick with greasy soot’ when a lamp was inadequately cleaned.15 At Badminton House, seat of the Duke of Beaufort, the lamp man was totally blind and felt his way expertly about the corridors – and was still doing so in the 1920s. At Belvoir Castle there were at least three lamp and candle men who laboured continuously at snuffing wicks, filling lamps and cleaning and de-waxing glass – a full-time job. ‘Gas was despised, I forget why – vulgar I think,’ was how Lady Diana Cooper remembered it.

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Professionalizing Nursemaids, latter 1800s

From Servants: A Downstairs History of Britain from the Nineteenth Century to Modern Times, by Lucy Lethbridge (Norton, 2013), Kindle Loc. 687-705:

Mrs Panton, who took the brisk view that a new baby is ‘a profound nuisance to its relations at the very first’, recommended outsourcing childcare to professionals at the earliest opportunity. Working-class women, almost certainly mothers themselves (by the end of the nineteenth century it was estimated that the average working-class married woman aged forty had borne between seven and fifteen children) had for generations been the wet-nurses and nursemaids to yet more generations of children. But as the urban middle-class home began to seal itself off from the world of the poor during the nineteenth century, these women became viewed as less than suitable as primary child-rearers. The enormous expansion in the number of toiling little nursemaids, children themselves, who worked in the middle-class home, were testament to the growing distance between the daily life of middle-class parents and their children: there were 5,937 nursemaids employed in 1851; by 1871 the number had risen to 75,491. But nursemaids were the servants of the nannies; and nannies of a more professional type became increasingly desirable, qualifications beyond childminding being sought after.

The establishment in 1892 of the Norland Institute raised the status of their nursery nurse and nanny to the level of educational mentor and moral guide. The Institute’s first principal, Isabel Sharman, observing that ‘nowhere but in England does the child live such a separate and distinct nursery life’, looked to the teachings of the German educationalist Friedrich Froebel to inject some helpful educational play into the rigid routines of the English child. Recruited among girls not quite academic enough to become teachers, Norland students were always to be considered, at the insistence of the Institute’s founder Mrs Emily Ward, ‘gentlewomen’. They would not eat with the servants and were instructed that on arrival in a new home they should place their silver hairbrushes ostentatiously on their chest of drawers to make evident their superiority to the servants’ hall. Norland nurses did not clean, wipe, launder or sweep: their concern was solely the tending of their charges’ moral and psychological development.* Nonetheless, the work clearly crossed into domestic labour, without this being specific, and Nurse Christine Tisdall in 1895 received a glowing reference from an employer in Edinburgh who praised her abilities ‘to perform the duties of a servant in the spirit of a lady and without causing friction in the household’.

* Norland nurses were also responsible, in 1907, for the first crèche for working class children, enabling working women, mainly from the laundry industry, to leave their children all day in professional care. The first crèche was in Hammersmith, London, at the reasonable cost to their mothers of four pence a child or seven pence for two. When they opened a second in nearby Acton, they had 2,436 attendances in six months.

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Feminization of Domestic Service, 1800s

From Servants: A Downstairs History of Britain from the Nineteenth Century to Modern Times, by Lucy Lethbridge (Norton, 2013), Kindle Loc. 822-857:

By 1900, the job of the male servant, though respected within the world of service itself, to the world beyond was no longer considered entirely manly. Once, domestic service had been a man’s work, the household servant the descendant of the members of the sporting and military retinues of the medieval nobleman. The best cooks were men, the front-of-house servants were men, and women were employed only for the most menial tasks or as lady’s-maids. But the nineteenth century had seen the increasing feminisation of domestic service. By the 1870s, according to the journalist C. S. Peel, writing in 1929, parlourmaids were already beginning to take the place of footmen and pageboys in even the largest houses, ‘and in the nineties it began to be the fashion to keep two, or even three, parlourmaids instead of butler and footmen’. Male indoor service never entirely recovered its appeal.

It was Charles Mayhew’s view that the liveried servant, who had once cut such a fashionable dash about town, had been ‘made ridiculous’ by cartoons in popular periodicals such as Punch’s ‘Jeames of Berkeley Square’. ‘How infinitely superior was the manly and self-respecting lacquey or major-domo of one hundred years ago to the servile and obsequious servant of modern days,’ wrote the butler ‘John Robinson’, in an article in The Nineteenth Century in 1892. The article, ‘A Butler Speaks’, is a poignant call for employers to treat their male servants with proper respect, as trained professionals, as people with feelings. Robinson wrote it in response to the publication of a mocking piece by Lady Violet Greville in the National Review, which poked fun at male servants and their ‘foibles’. Lady Violet had written in a tone that suggested, wrote Robinson, that employers thought there was something ‘low, mean and degraded’ about the very idea of the manservant. The role of the upper-manservant, he wrote, was to be always at the beck and call of his master, to be subject to the same indignities of loss of freedom as other servants. ‘His opportunities for self-improvement are usually very small. The hours he may call his own are fitful and rare. His duties may be light, but if he wishes to prove himself a good servant he must always be on the alert.’

The male servant, though he still maintained a high profile in the grander houses, was increasingly in retreat. In 1861 the census tells us that there were 62,000 male indoor servants and 962,000 female servants. But by 1901, the numbers had changed to 47,000 male indoor servants and just under 1.3 million female ones. A tax in 1777 on male servants (brought in to raise funds to fight the Americans in their war of independence) probably sparked the decline.* By the middle of the century, following the agricultural depression of the 1870s, a flood of rural girls came to work in the houses of the city and shopkeepers, clerks and other members of the expanding middle class who had not before employed servants could for the first time employ the single, overworked girl who was to characterise domestic service for the next century.

Yet despite the decline in numbers, male servants still earned considerably more than their female counterparts. A butler in 1912 could take home an average of £50–£80 per annum with three weeks’ holiday a year, while a housekeeper could expect to earn in the region of £30–£50. And a ‘man cook’, by far the most fashionable option in the kitchen (especially if he were French) could earn a really handsome £100–£150, while a female cook, however celebrated and skilled, would be extremely lucky to earn more than £100. (In 1825, Samuel and Sarah Adams, the authors of The Complete Servant, had paid tribute to the superior mystique of Continental male cooks: ‘In the house of fashion, he is generally a foreigner, or if an Englishman possesses a peculiar tact in manufacturing many fashionable foreign delicacies or of introducing certain seasoning and flavours in his dishes.’) Furthermore, while men tended to the decorative end of the profession, with hours spent listlessly waiting in the hallway for visitors or contriving complicated dinner dishes, women were the grafters, undertaking the bulk of the heavy manual work. ‘How they worked those girls! Up at five to clean and light the fires, to polish the steel grates in the Adam fireplaces, to whiten the hearths and later to take up the brass cans of hot water to the bedrooms. We men only started at seven and could sit down in the afternoons, but the girls had to then darn and repair the linen – and all for eight pounds a year,’ remembered Ernest King.

* This was not the case in Ireland, where the tax was never imposed. Dorothea Conyers from Ireland noted as late as 1920 the willingness of Irish servants to do any work allotted to them. ‘Every Irish servant will do everyone else’s work cheerfully, the men come in to help the maids polish the floors and shoes, and the maids are quite willing to feed the horses if the men are all out.’ (Dorothea Conyers, Sporting Reminiscences, p. 131.)

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Three Keys to Czechoslovak Independence

From Dreams of a Great Small Nation: The Mutinous Army that Threatened a Revolution, Destroyed an Empire, Founded a Republic, and Remade the Map of Europe, by Kevin J. McNamara (PublicAffairs, 2016), Kindle Loc. 4095-4115:

LOOKING BACK YEARS later, R. W. Seton-Watson credited three tactical achievements for the success of the Czecho-Slovak independence movement. The first was Masaryk’s decision to go to Russia in May 1917 to organize the legionnaires. The second was the work of Beneš and Milan R. Štefánik in promoting the Italian-Yugoslav rapprochement after the Battle of Caporetto and the holding of the Congress of Oppressed Nationalities in Rome in April 1918. The third achievement, he said, was Masaryk’s ability to reach Washington in time to influence President Wilson’s relations with Austria-Hungary, modifying his peace terms. “That America might help did not occur to me,” Masaryk said of his thinking as he left Prague in 1914. Now in America, Masaryk gave a face to the exploits of the legionnaires, which were jumping off the pages of American newspapers just as the professor began making speeches, granting interviews, and, especially, lobbying the White House. Once again, he was in the right place at the right time.

Masaryk arrived in Vancouver aboard the Empress of Asia on April 29, 1918, where he was met by Charles Pergler, the Czech-born Iowa lawyer who generated much of the exile movement’s publicity in America. Based in Washington, DC, Pergler was vice president of the United States branch of the Czecho-Slovak National Council. “During my whole stay in America he was with me, working indefatigably,” Masaryk said. The presidency of the US council was reserved for a visiting member of the Paris National Council, in this case Masaryk. While the efforts of the exiles in Europe was limited to one-on-one meetings with key officials, American democracy and the size of the Czech and Slovak communities in the United States enabled Masaryk to launch a public-speaking campaign to thank his American brethren for their financial support, raise additional funds, and show US politicians how popular the Czecho-Slovak cause was. His efforts were immeasurably aided by the generous and positive coverage in American newspapers of the emerging epic of the legionnaires battling their way across Siberia. “The effect in America was astonishing and almost incredible,” said Masaryk. “All at once the Czechs and Czecho-Slovaks were known to everybody. Interest in our army in Russia and Siberia became general and its advance aroused enthusiasm. As often happens in such cases, the less the knowledge the greater the enthusiasm; but the enthusiasm of the American public was real.”

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Choices Facing the Czech Legion, 1918

From Dreams of a Great Small Nation: The Mutinous Army that Threatened a Revolution, Destroyed an Empire, Founded a Republic, and Remade the Map of Europe, by Kevin J. McNamara (PublicAffairs, 2016), Kindle Loc. 252-285:

FOLLOWING RUSSIA’S WITHDRAWAL from the war in March 1918, Moscow began shipping home more than 2.3 million German and Austro-Hungarian POWs aboard trains from camps across all of Soviet Russia. More than 200,000 of the men in Austro-Hungarian uniforms hailed from the more obscure corners of the Habsburg realm, and they were known to their rulers—but almost no one else—as Bohemians, Czechs, Moravians, or Slovaks. They and their leader, a philosophy professor named Tomáš G. Masaryk, wanted a nation of their own. And they were willing to fight for it. From his London exile, Masaryk had traveled to Russia under an assumed name early in 1917 to persuade the men to fight for France on the Western Front, in return for which the Allies would consider creating a new nation, Czecho-Slovakia. Between 50,000 and 65,000 of these Czechs and Slovaks would throw in their lot with Masaryk.

On May 14, 1918, in Chelyabinsk—a Russian frontier settlement on the steeper, more fractured, eastern slopes of the Ural Mountains, the gateway to Siberia—about eighty Hungarians, hardened survivors of war and imprisonment, former POWs being returned to the Austro-Hungarian Army, sat waiting in the last three cars of a westbound train otherwise full of refugees.

Their steam-powered locomotive was replenished with wood and water. The bored, brooding veterans awaited the sudden jerking motion that would bring the creaking wood-and-steel train back to life and resume its languid journey west through the Ural Mountains, in the direction of Austria-Hungary. They had survived the Eastern Front, hellish conditions in Russia’s POW camps, and several Siberian winters. And now many of the men—still loyal to the Habsburg dynasty—understood that they would be thrown back into combat. If no longer imprisoned, they may have felt doomed.

Across the platform stood a train facing east crowded with men who had also worn Austro-Hungarian uniforms, but these strangers appeared to be in better spirits. They were Czechs and Slovaks—part of the more than fifty thousand in Russia who had become followers of Masaryk—washing down stale black bread and blood sausages with kettles of strong tea. Strangers in a strange land, they had reason to be hopeful that they might win a nation for their people. Unlikely as it seemed, this was their moment.

The cars that carried the Czechs and Slovaks had been moved off the main track onto a siding, due to what Russian authorities claimed was a shortage of locomotives. These men, a handful of whom had deserted to the Russians and fought in a special unit of the tsarist army, won the new Soviet regime’s permission to organize their own trains and depart Russia via Siberia, keeping a small number of weapons for self-defense.

Their eastbound trains were destined for Vladivostok, a distant port on Russia’s Pacific coast more than thirty-one hundred miles away. In Vladivostok, the men hoped to board Allied ships that would circumnavigate the globe and deposit them in the trenches of the Western Front alongside their former enemies, the French. In return for fighting with the Allies, it was hoped, they would win freedom for their peoples. At least that was the plan.

If Russia decided to turn them over to Austro-Hungarian authorities, many of them would face certain imprisonment and possible execution. Several hundred of these men had innocently emigrated to Russia long before the Great War in search of jobs or land and had enlisted in the tsar’s armies in 1914 as a prudent obligation. A few thousand more had served in the Austro-Hungarian army on the Eastern Front, but deserted to the Russians. For these men in particular, firing squads awaited them back home and the Austrian authorities were unlikely to exercise great care in deciding which among them was guilty. Those spared execution and deemed able to fight would be returned to the Austro-Hungarian army, perhaps to die facedown in the mud or snow for the privilege of preserving a German-speaking empire that held them firmly in second-class status.

Most of the Czechs and Slovaks traveling to Vladivostok, however, were newly released captives of the Russians. This motley legion had assembled because one elderly professor from Prague thought it was a good idea.

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From Books-internet to Television-internet

I’ve belatedly discovered that Persian-blogging pioneer Hossein Derakhshan (hoder.com) was released from prison in Tehran just over a year ago and has returned to book blogging in Persian. Last year he published a long essay on the Medium publishing platform titled “The Web We Have to Save: The rich, diverse, free web that I loved — and spent years in an Iranian jail for — is dying. Why is nobody stopping it?”

Here are excerpts from his essay about how the web has evolved:

Six years was a long time to be in jail, but it’s an entire era online. Writing on the internet itself had not changed, but reading — or, at least, getting things read — had altered dramatically. I’d been told how essential social networks had become while I’d been gone, and so I knew one thing: If I wanted to lure people to see my writing, I had to use social media now.

So I tried to post a link to one of my stories on Facebook. Turns out Facebook didn’t care much. It ended up looking like a boring classified ad. No description. No image. Nothing. It got three likes. Three! That was it.

It became clear to me, right there, that things had changed. I was not equipped to play on this new turf — all my investment and effort had burned up. I was devastated.

The hyperlink was my currency six years ago. Stemming from the idea of the hypertext, the hyperlink provided a diversity and decentralisation that the real world lacked. The hyperlink represented the open, interconnected spirit of the world wide web — a vision that started with its inventor, Tim Berners-Lee. The hyperlink was a way to abandon centralization — all the links, lines and hierarchies — and replace them with something more distributed, a system of nodes and networks.

Blogs gave form to that spirit of decentralization: They were windows into lives you’d rarely know much about; bridges that connected different lives to each other and thereby changed them. Blogs were cafes where people exchanged diverse ideas on any and every topic you could possibly be interested in. They were Tehran’s taxicabs writ large.

Since I got out of jail, though, I’ve realized how much the hyperlink has been devalued, almost made obsolete.

Nearly every social network now treats a link as just the same as it treats any other object — the same as a photo, or a piece of text — instead of seeing it as a way to make that text richer. You’re encouraged to post one single hyperlink and expose it to a quasi-democratic process of liking and plussing and hearting: Adding several links to a piece of text is usually not allowed. Hyperlinks are objectivized, isolated, stripped of their powers.

Some networks, like Twitter, treat hyperlinks a little better. Others, insecure social services, are far more paranoid. Instagram — owned by Facebook — doesn’t allow its audiences to leave whatsoever. You can put up a web address alongside your photos, but it won’t go anywhere. Lots of people start their daily online routine in these cul de sacs of social media, and their journeys end there. Many don’t even realize that they’re using the Internet’s infrastructure when they like an Instagram photograph or leave a comment on a friend’s Facebook video. It’s just an app.

But hyperlinks aren’t just the skeleton of the web: They are its eyes, a path to its soul. And a blind webpage, one without hyperlinks, can’t look or gaze at another webpage — and this has serious consequences for the dynamics of power on the web.

Even before I went to jail, though, the power of hyperlinks was being curbed. Its biggest enemy was a philosophy that combined two of the most dominant, and most overrated, values of our times: novelty and popularity, reflected by the real world dominance of young celebrities. That philosophy is the Stream.

The Stream now dominates the way people receive information on the web. Fewer users are directly checking dedicated webpages, instead getting fed by a never-ending flow of information that’s picked for them by complex –and secretive — algorithms.

The Stream means you don’t need to open so many websites any more. You don’t need numerous tabs. You don’t even need a web browser. You open Twitter or Facebook on your smartphone and dive deep in. The mountain has come to you. Algorithms have picked everything for you. According to what you or your friends have read or seen before, they predict what you might like to see. It feels great not to waste time in finding interesting things on so many websites.

But the scariest outcome of the centralization of information in the age of social networks is something else: It is making us all much less powerful in relation to governments and corporations.

Surveillance is increasingly imposed on civilized lives, and it just gets worse as time goes by.

In early 2000s writing blogs made you cool and trendy, then around 2008 Facebook came in and then Twitter. Since 2014 the hype is all about Instagram, and no one knows what is next. But the more I think about these changes, the more I realize that even all my concerns might have been misdirected. Perhaps I am worried about the wrong thing. Maybe it’s not the death of the hyperlink, or the centralization, exactly.

Maybe it’s that text itself is disappearing. After all, the first visitors to the web spent their time online reading web magazines. Then came blogs, then Facebook, then Twitter. Now it’s Facebook videos and Instagram and SnapChat that most people spend their time on. There’s less and less text to read on social networks, and more and more video to watch, more and more images to look at. Are we witnessing a decline of reading on the web in favor of watching and listening?

[T]he Stream, mobile applications, and moving images: They all show a departure from a books-internet toward a television-internet. We seem to have gone from a non-linear mode of communication — nodes and networks and links — toward a linear one, with centralization and hierarchies.

The web was not envisioned as a form of television when it was invented. But, like it or not, it is rapidly resembling TV: linear, passive, programmed and inward-looking.

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South Caucasus Just Waiting for Europe?

From Caucasus: An Introduction, by Thomas de Waal (Oxford U. Press, 2010), Kindle Loc. 4017-4050:

It seems an almost inbuilt problem of the South Caucasus that a positive development in one place causes alarm in another. Armenian-Turkish rapprochement angers Azerbaijan, which turns to Moscow. The “reset” American-Russian relationship is seen to damage Georgia. As soon as there was talk of the Armenian-Turkish border reopening, some Georgians were heard to worry aloud that the rerouting of trade would be bad for Georgia. Zero-sum thinking prevails.

The region suffers from a lack of inclusive thinking. Most of the big ideas and regional initiatives that have emerged in the last decade and a half have excluded either one of the South Caucasus countries themselves or a key outside power. Both Iran and Turkey have proposed “security pacts” for the Caucasus that have left out the United States and the European Union. The Commonwealth of Independent States is now without Georgia. GUAM excluded Armenia. For awhile, Moscow unsuccessfully promoted the idea of a “Caucasus Four” that included it and the three South Caucasus countries. Concentrating on a “Black Sea region” is to the detriment of Azerbaijan. Focusing on the Caspian leaves out Armenia. The metaphor of a “Silk Road,” pretty though it is, implies a return to a premodern world in which Russia did not exist. The idea of a “Great Game” unhelpfully casts Russia in a reprised role of a hostile nineteen-century power.

History has meant that there have never been any successful voluntary integration projects here. The plan for an independent Transcaucasian Federation in April 1918 collapsed after only a month. The only other unions have been colonial ones imposed from above, by the Persian, Ottoman, and Russian empires and by the Soviet Union. The Soviet project is hard to defend, but it did have the effect of bringing people together in a cohesive economic structure that many people still miss. In retrospect, the South Caucasian nationalists of the late 1980s lurched from one extreme to another when they took a bulldozer to the complex Soviet system. They exchanged suffocating integration for extreme disintegration, and you could say that they threw out the Caucasian baby with the Communist bathwater. Many of the economic and cultural links from those times are still there under the surface waiting to be reexploited.

The one neighbor that could be a facilitator for voluntary integration in the South Caucasus is the region that has itself accomplished such an integration, the EU. So far, unfortunately, the EU has been very slow to act in the region. One Georgian scholar says it is “too lazy and too late.” Most of its regional projects have been very modest. Transport Corridor Europe Caucasus Asia, a European program started in 1993 for the eight countries of Central Asia and the South Caucasus, has spent less than 200 million euros since then—far less than BP, Gazprom, or USAID has spent in the region, to name three other foreign actors. The Eastern Partnership project is another laudable idea but is hampered by several constraints; the six countries involved have no membership perspective for the EU, which does not provide a strong incentive for reform. Promises of trade privileges and visa facilitation are more promising but have been watered down by European governments.

There is a widespread perception in the South Caucasus that it is “waiting for Europe” to notice its problems and pay attention to them. In the EU itself, there is caution. Partly, the EU has enough other problems to solve without having to deal with the headaches of the Caucasus. Partly, there is a perception that the governments of Armenia, Azerbaijan, and Georgia need to show a stronger commitment to democracy and reform to deserve that stronger interest. So the current period may be one of less engagement and greater realism. If that is the case, it may not be all bad news. History has been unkind to the South Caucasus, but there is no shortage of experience or talent there. If the outsider powers step a bit further away, local people may remember that they also have the skills, fashioned by the centuries, to solve their own problems.

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The Karabakhi Soviet’s Domino Effect, 1988

From Caucasus: An Introduction, by Thomas de Waal (Oxford U. Press, 2010), Kindle Loc. 1889-1922:

When Nagorny Karabakh became the Soviet Union’s first dissident region in February 1988, it took almost everybody by surprise. Within the space of a week, the Karabakh Armenians had broken a series of Soviet taboos, staging public rallies, strikes, and effectively a public vote of no confidence in Moscow. Many Azerbaijanis have seen a high-level conspiracy in this. They argue that a remote province such as Karabakh could only have risen up and challenged the status quo on the critical issue of national borders after receiving strong positive signals from the top. This speaks to Azerbaijani fears about the power of the Armenian lobby—and Gorbachev did indeed have two Armenian advisers. Yet the fact that Gorbachev decisively rejected the Karabakhis’ demand suggests that there was no conspiracy—more a tangle of misunderstandings and mixed messages. The Karabakh Armenians and their Armenian lobbyists believed they had much more support than they actually had.

On February 20, 1988, after a series of petitions had been presented in Moscow, Armenian deputies in the local soviet voted to ask the central authorities to facilitate the transfer of the region to Soviet Armenia. Azerbaijani deputies abstained. The Politburo immediately rejected the request and said the soviet’s actions “contradict the interests of the working people in Soviet Azerbaijan and Armenia and damage interethnic relations.” The local soviet’s bold resolution had repercussions for the whole Soviet Union. Soviets, the basic building-blocks of the USSR’s system of government, had nominal power but were in practice supposed to be mere rubber-stamping bodies. Once the Karabakh soviet had challenged that consensus and dusted off Lenin’s concept of “all power to the soviets,” the system faced paralysis. It was the first shot in a “war of laws” between Soviet institutions—later Azerbaijan’s Supreme Soviet would reject the Karabakhi move, and Armenia’s Supreme Soviet would support it. The deadlock soon spread to Georgia and later to Russia in what came to be known as a “parade of sovereignties,” as autonomous entities across the Soviet Union tried to reinvest power in institutions that had been mere façades since the 1920s.

Gorbachev faced a dilemma in dealing with the Karabakh revolt. To have agreed to the soviet’s demand would have set a precedent he did not want to see. To have arrested the demonstrators would have been risky and against the spirit of glasnost he was trying otherwise to inculcate in the Soviet Union. In the event, he tried to smother the problem. The official media remained silent about it. A battalion of 160 Soviet Interior Ministry troops was sent to Karabakh, and a Politburo delegation traveled to the region to try and talk sense into the rebels. Appeals were made to the “brotherly solidarity” of the two peoples.

Gorbachev was far more liberal than any other Soviet leader before him, but his response revealed the limitations of the Soviet political system. Real political dialogue had effectively been banned in the Soviet Union for more than sixty years. “I had hundreds of conversations,” said a Moscow official who traveled between Armenia and Azerbaijan seeking compromise on the Karabakh issue in 1988. “I didn’t meet a single Armenian or a single Azerbaijani who held a compromise position on this question, from shepherds to academicians.” The expectation was that Moscow would rule decisively in favor of one side or the other. The party authorities in Baku never thought of inviting the Karabakh Armenians for talks on their demands—even if they had been allowed to—while the Karabakh Armenians traveled to Moscow, not Baku, to push their claims. Within months, dissatisfied with Moscow’s handling of the national issue, Armenians and Azerbaijanis were burning their party cards and openly defying the central authorities. Karabakh also exposed the weakness of the interconnected Soviet command economy. One of the first strikes in the Soviet Union in almost seventy years, at an electronic parts factory in the Karabakhi capital, Stepanakert, slowed or halted production in sixty-five radio and television factories across the Soviet Union. The overall effect was that as soon as the rigid, authoritarian Soviet system was challenged in a comprehensive way, it suddenly looked very brittle.

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Origins of the Soviet Ethnofederal System

From Caucasus: An Introduction, by Thomas de Waal (Oxford U. Press, 2010), Kindle Loc. 1329-1340, 1408-1429:

There has [been] much scholarly debate about the impact of the Bolsheviks’ decision to devise an “ethnofederal system” for the Soviet Union, which created autonomous territories on ethnic principles. In the Caucasus, scholars have observed, this preserved national divisions, which eventually fractured the Soviet state and turned into armed conflicts. It could be argued, however, that the Caucasus set the blueprint for the Soviet Union, not the other way round. In other words, the fragile situation in the Caucasus in 1921, still broken by numerous inter-ethnic conflicts, may have caused the Bolsheviks to invent the ethnofederal system under duress.

It was also a Caucasian, Stalin, who presided over this complex construction once it had been created. His approach was both ruthless and pragmatic. The primary aim appears to have been to build a system that would survive the shock of both internal and external threats. National interests were balanced out and could eventually be eliminated. Small nationalities would be modernized, with Russia the engine pulling them into the future. Lenin, who disapproved of Russian nationalism, might have been content to see Georgia detached from Russia, so long as it remained Bolshevik. Stalin believed that Russia, the center, and the Caucasus, the borderlands, needed one another. In 1920, he wrote, “Central Russia, the hearth of world revolution, cannot hold out long without the assistance of the border regions, which abound in raw materials, fuel, and foodstuffs.

The late 1920s were the heyday of what Terry Martin calls the “affirmative action empire,” with the implementation of the new ideology of korenizatsia (literally “rooting,” or “nativization”) sponsoring programs to modernize and assist the non-Russian Soviet nationalities. The Azeri, Abkhaz, Ossetian, and Lezgin written languages were all given a new progressive Roman alphabet. Huge numbers of people received an education for the first time in their native languages. The Communists declared that in the first ten years of Soviet rule in Georgia, half a million people had been taught to read and write. In 1940, Armenia claimed that the entire adult population was literate for the first time.

For years, scholars of the Soviet Union concentrated on its centralizing policies, and some called it the “prison-house of nations.” Only recently have scholars and commentators begun to analyze how, beginning with the korenizatsia program, the Soviet authorities actually defined and strengthened national identities. As the American Suny put it in 1993, “rather than a melting pot, the Soviet Union became an incubator of new nations.” The tsarist empire had categorized its people by religion, mother tongue, social class, and regional location. The Bolsheviks held that “nationality” was a useful transitional phase between the backward culture of small ethnic groups and an advanced state of socialism. But the national identities persisted, and the transnational socialist future never came. As Martin writes, “in order to implement affirmative action programs, monitor their success, delineate national territories, assign children to programs, the Soviet state constantly asked its citizens for their nationality.” So to be “Ossetian” or “Azerbaijani” acquired real meaning for the first time, and this category became a formal badge of identity when it was written into the first Soviet internal passports in 1932.

There was a hierarchy of nations. Two of the three main nationalities of the Transcaucasus, the Armenians and Georgians, were classified as “advanced” Western nationalities, alongside Russians, Ukrainians, Jews, and Germans, while Azerbaijanis fell into the category of nations in formation, requiring developmental aid. In practice this meant that, as in tsarist Russia, Armenians and Georgians could advance quickly up the Soviet career ladder. Two Karabakh Armenians from village backgrounds were cases in point. One, Levon Mirzoyan, served as head of the Communist Party first in Azerbaijan and then in Kazakhstan, the other; Suren Sadunts, served as first Party secretary in Tajikistan in 1935–36. Both were shot in Stalin’s purges. It would have been impossible for a Kazakh or an Azerbaijani to be given an equivalent post in Armenia or Georgia.

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