Category Archives: democracy

Culture of Puritans

From The Blazing World: A New History of Revolutionary England, 1603-1689, by Jonathan Healey (Knopf Doubleday, 2023), Kindle pp. 17-18:

The culture of Puritans, so their detractors thought, could be dangerously irreverent towards accepted hierarchies and social norms. Personal conversions were all very well, but they came from individual moments of revelation rather than participation in communal worship and ritual. And was it not suspiciously egalitarian for these people to go from place to place in search of sermons, critiquing them based on their own reading of Scripture, picking and choosing which preachers they listened to? Why not accept the minister they had been provided with in their own parish? Puritans believed that all members of the church were essentially equal, linked by their own personal conversion experience rather than deference to any worldly authority. They thought that ministers should be chosen by their congregations (though as one was at pains to point out, this meant that the ‘chief fathers, ancients and governors of the parish’ should do the choosing rather than the ‘multitude’). If they accepted bishops at all – and not all of them did – they certainly did not accept that their position existed by divine sanction. To some, indeed, the Puritan suspicion of earthly hierarchies represented a dangerous, even a revolutionary, ideology. Just like Catholics, so one sceptic alleged, ‘Puritans will have the King but an honourable member, not a chief governor in the churches of his own dominions.’

A key goal for Puritans was to reform society more widely, to stamp out practices they felt were damaging to the commonwealth and offensive to God. Calvin himself had turned Geneva into a morally pure commonwealth by using secular authorities to crush sin. Puritans wanted to do the same in England. It would, they hoped, become a new Jerusalem, a shining city on a hill rid of vices such as illicit sex, excessive drinking and swearing. They wanted people to pray, read Scripture and give willingly to support the poor. A particular bugbear was therefore traditional festivities and pastimes, especially sport on the Sabbath but also festival days. Pancake day, Morris dancing, wrestling after church and, of course, rushbearings like that at Cartmel were all ‘heathenish’: the ‘storehouse and nursery,’ wrote one cynic, ‘of bastardy’. Traditional celebrations were both disorderly, and they had Catholic connotations, such as the marking of saints’ days. They may have been exceedingly popular, especially with younger folk, but they were an affront to God, and often themselves brought drunkenness and illicit sex.

Naturally this was a campaign which ensured Puritans were seen by their enemies simply as wretched miseries: cantankerous prigs who instead of socialising sat ‘moping always at their books’. The Puritan, someone quipped, was a person who loved God ‘with all his soul, but hates his neighbour with all his heart’. Puritans were therefore disruptive in ways that transcended fine points of theology. They went about telling people the things they enjoyed were offensive to God and they caused bad blood between neighbours. They put communities on edge, created cultural conflict that burrowed deep into society.

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King James I vs. Parliament

From The Blazing World: A New History of Revolutionary England, 1603-1689, by Jonathan Healey (Knopf Doubleday, 2023), Kindle pp. 42-45:

From the 1530s, therefore, the royal household moved out of the Palace of Westminster and settled in a short distance north in the Palace of Whitehall. It meant they were physically separated from the law and from Parliament, for the first time.

Meanwhile, Parliament had evolved into a regular, if not permanent, fixture of the political landscape. Within the great complex of yards, buildings and cloisters that made up the Palace of Westminster, the House of Commons sat in the large chapel of St Stephen. Members of the Commons – of whom by the middle of the seventeenth century, there were well over 500 – were elected to represent the English people, although ‘election’ was a rather complex concept. In the majority of cases, the successful candidate was decided before the election day, and simply presented to voters who dutifully assented: selected rather than elected. In a minority of constituencies, albeit a growing one, there was a formal contest. In such cases, the electorate really mattered. Some 90 Members of Parliament, known as ‘knights of the shire’, represented counties, where voters comprised all freeholders whose land was worth more than 40 shillings (£2) a year. The vast majority of MPs, though, were burgesses or citizens, representing boroughs and cities respectively, and here the franchise might range from all male residents of the town in question to a tiny number of landowners.

All told, however, and partly because elections were only one part of a consultative process which included lobbying and petitioning MPs, the Commons existed as a powerful voice for ordinary Englishmen and (to a point) women, especially those of the literate gentry and middling sort. Parliament was therefore of real significance. Indeed, English government was held to be balanced, between monarchy, aristocracy (broadly represented by the House of Lords) and democracy (represented by the House of Commons).

Yet these were not equally poised. Parliament only sat at the behest of the monarch, and existed to pass laws and grant taxes, not to have any direct control of the actual government. Absolutists, meanwhile, believed that, in times of necessity, the king could override the law (and Parliament). Neither was the Common Law the only system in play. The church courts, for example, administered canon law, while there were also courts of ‘equity’ which based judgements not on precedent but on conscience. Star Chamber, meanwhile, was a criminal court whose jurisdiction came entirely from the royal prerogative. Such institutions could, in the wrong hands, act as bulwarks to royal power, even to royal tyranny. One maxim, drawn from the Roman scholar Cicero, had it that salus populi suprema lex esto: the health of the people was the supreme law. Taken to its logical end, this meant that, if necessity demanded it, the king could tax his English subjects without getting consent from Parliament. He could even imprison them without recourse to the Common Law. Ultimately the king might have an absolute right to his subjects’ property, if he needed it.

And James did need it. One of the first things that will have impressed him as he came to England will have been its wealth. On his way south he stopped at Newcastle, its stone buildings home to a growing and extremely lucrative trade shipping locally mined coal to London. From there he visited the great cathedrals of Durham and York, passing through the verdant arable fields of eastern England, skirting around East Anglia, the great breadbasket of the country. He passed thriving market towns, great new prodigy houses built by the landed rich, and hunted on great deer parks shaded by leafy oaks. As he travelled, aristocrats, townspeople, landed gentry and the dons of Cambridge University all came out to see him in their finest clothes. When he reached London he was welcomed by the richest men of the City. James could be forgiven for thinking, as he did, that it was just like Christmas.

The trouble was, while England was one of the wealthiest countries in the world, its monarchy remained chronically short of money. When James came to the throne, finance was being badly affected by population growth. Because it caused inflation, rising population increased the cost of basic government functions, most importantly warfare and defence. War was becoming more expensive anyway, thanks to the growing size of armies, to gunpowder weapons, elaborate fortifications and to the increased need for great warships with three enormous masts and broadside-mounted copper and iron cannons. In 1603, England was at war with Spain and in Ireland. Both conflicts James brought hastily to a close, but while this was a major saving, it was offset by the cost of his family and entourage, which was much larger than that of his unmarried predecessor. James also had the rather unfortunate habit of paying off his courtiers’ debts for them. Worst of all was in 1606, when he blew an astonishing £44,000 by paying off the debts of two Scots and an Englishman of the royal bedchamber. The consequence was to make much needed financial reform politically very difficult. People blamed the parlous state of the royal coffers not on long-term structural issues like inflation, but on the king’s own profligacy.

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Rise of the English Yeomanry

From The Blazing World: A New History of Revolutionary England, 1603-1689, by Jonathan Healey (Knopf Doubleday, 2023), Kindle pp. 35-37:

The yeomanry (not to be confused with the military uses of the term) were a class of affluent countryfolk with good farms and decent landholdings, but below the level of the gentry. They had a reputation for honesty, plain-speaking and credit. ‘The yeoman wears russet clothes, but makes golden payment, having tin in his buttons and silver in his pocket’, it was said. He was the ‘main man’ on juries and though he seldom went far, ‘his credit stretches further than his travel’. The yeomanry thought of themselves, not completely without good reason, as the backbone of rural society.

In previous peasant uprisings, like those of Wat Tyler (1381), Jack Cade (1450) and Robert Kett (1549), many yeomen had joined forces with their poorer neighbours to oppose the very rich. But this group was now becoming very prosperous. Yeomen were able to benefit from the rising prices, rising land values and falling wages that came with population growth. In other words, they did well out of exactly the things that were harming their poorer neighbours like John Reynolds. Between the mid-sixteenth century and the second quarter of the seventeenth, yeomen saw their wealth rise fourteenfold. They were rebuilding their houses and investing in their farms, thousands of which still survive today.

Of course, in theory, England remained a strictly hierarchical society, with a ‘great chain of being’ from the king down through the 60 or so temporal lords, the rest of the nobility, the roughly 15,000 members of landowning gentry (accounting, with their families, for about 2 per cent of the population, but owning 50 per cent of the land), to the farmers, tradespeople and labourers who made up the rest of society. This had never been entirely static, but the changes of the sixteenth century were notably destabilising. The rise of the yeomanry was part of a more general improvement in the position of those in the middle of the hierarchy, whom historians call the ‘middling sort’. This included many small-town traders and manufacturers – like, say, Shakespeare’s father John, who died in 1601, a prosperous glovemaker at Stratford, living in the impressive rebuilt timbered town house on Henry Street.

Shakespeare himself would ascend from his ‘middling’ background and, as he became rich later in life through landholding, grain trading and a successful literary career, would purchase the coat of arms that allowed him to present as a gentleman. In this, he was like many members of the rising middle sort, buying their way into the next rung of the landed class. Indeed, many of gentry were doing very well, too. On average, their wealth increased sevenfold between about the 1550s and 1620s. Like the yeomen, they were able benefit from rising food and land prices.

These newly wealthy classes enjoyed richer lives. They bought more consumer goods, invested in businesses and farms and rebuilt their houses. Curtains, chimneys, glass windows, furniture and fashionable clothes all became markers of the newfound status of the gentry and middling sort. Reading and book ownership became much more common. Spurred by this growing wealth and by the ballooning of the population of London, ready markets developed for almanacs, pamphlets, polemics, plays, penny ballads, true crime, foreign treatises and books about everything from how to run an efficient farm to how to play chess, or even how to be a dutiful wife. Most of all, there was a torrent of books about faith: how to be a good Protestant, and on the finer points of the liturgy, not to mention Bibles, Foxe’s Book of Martyrs, England’s Book of Common Prayer and catechisms.

There were more schools now than ever before, and more children of the gentry and yeomanry attended Oxford and Cambridge or the Inns of Court. The Inns, in which young men learned the basics of the legal trade, were in fact more socially prestigious than the universities. And London offered just as much of a lively student experience as old Oxford and Cambridge. Students at the Inns could sample the delights of the City, its drinking holes and theatres.

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Wordcatcher Tales: Hempe, Skimmington

From The Blazing World: A New History of Revolutionary England, 1603-1689, by Jonathan Healey (Knopf Doubleday, 2023), Kindle pp. 12-14:

A change of leadership is always disorientating, but a change of ruling dynasty was all the more so. In March 1603, the last Tudor ruler of England, Queen Elizabeth I, died at Richmond Palace, the grand seat built by her grandfather Henry VII, on the winding banks of the Thames in the tree-shaded landscape of northern Surrey. With the country in a state of high alert, and watches placed on the coastal towns, the plan to bring in a peaceful succession was put into play. A messenger was sent north to Holyrood in Edinburgh, to King James VI of the Scots. Within a few days, the wily and coarse James was on his way south, following a grand procession down the eastern side of England as the great and good of his new southern realm flocked to give allegiance.

In Elizabeth’s reign, a prophecy had circulated widely: ‘When Hempe is spun, England’s done.’ ‘Hempe’ was an acronym for the Tudor monarchs since the break with Rome: Henry, Edward, Mary and Philip (II of Spain, Mary’s husband), and Elizabeth. Prophecies were taken seriously, as signs of God’s plan, and the belief was that once Elizabeth died, England would collapse into anarchy. But the peaceful accession of James allowed a more benign conclusion: now England and Scotland were under the same ruler. England was done: long live Britain.

There were other signs, though, that the older, more apocalyptic prophecy might still be the true one. Intellectuals and commentators of the day pored over cosmic events to assess whether the universe lay unbalanced and whether God’s wrath was imminent. What they saw did not bring comfort. They looked at England and saw a land full of witches: ‘They abound in all places,’ fretted the Lord Chief Justice of the Common Pleas, Edmund Anderson. People tried to divine signs of the future in meteorological phenomena like unusual tempests, and strange biological prodigies, such as ‘monstrous’ human births, and saw warnings from God. For, as it was said, ‘God doth premonish before he doth punish.’ There were blazing stars in the heavens, which were sure to be signs of cosmic disturbance. Comets, such as those of 1577 and 1580, foretold trouble, and most worrying of all, there were great new stars that shone bright enough to be seen in the daytime. One had appeared in 1572 and another would shine in 1604. No one remembered anything like this ever before.

The Cartmel wedding was a joke about the collapse of the universe. It was about the uprooting of the social order and the world turned upside down. Specifically, it was celebrating the fact that the world was about to be set the right way up again. Momus was a character who symbolised disorder; his expulsion brought balance.

Raucous processions like this, in which humour was made out of the world turned topsy-turvy, were part of the culture of the age. The most famous kind of procession was the charivari, what in England was called the ‘riding’, or ‘skimmington’. Here, some poor local folk would have offended the parish, perhaps two were living together unmarried, or perhaps a wife dominated her husband. The skimmington, which took its name from a kind of wooden ladle with which a wife might beat her henpecked spouse, was a way of ritually humiliating such transgressors. A procession of villagers would pass through the streets, banging pots and pans and making horn gestures with their fingers, symbolising cuckoldry, and leading an effigy of the couple seated backwards on an ass. The disorder, the noise and the inversion of the expected order all symbolised the way in which the subject of the skimmington had turned the world upside down. It betokens a world where the fabric of order is seen as fragile, where small deviations from social norms could take on a cosmic significance.

What Jane Thornborough organised at Cartmel was a skimmington against Protestantism. Momus, who was widely known from the bestselling Aesop’s Fables, was the Greek god of satire. He represented a world turned upside down. He, the discordant music and the transgressive wedding were saying something straightforward enough: Protestantism had overturned the natural order, it had turned things topsy-turvy. After the procession had left the church (very symbolic), a mock-proclamation announced the end of Momus’s time. The Protestants were being cast out of Cartmel church, fittingly enough a former priory. Their unnatural religion would reign here no more, and the old order could return. Such were the hopes of Catholics like Jane Thornborough when James I came to the English throne.

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Rise of Nationalism in the Danish Empire

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 272-274:

It appears that distinctive Norwegian and German (Holstein) identities can be traced during this period. Furthermore, an unmistakable Danish identity arose in the second half of the eighteenth century. The government in Copenhagen at the time of Frederik V was, as before, dominated by many foreign-born who had entered the service of the Danish king. The majority of the members of the King’s Council as well as the heads of the administration and at the court were born outside the Danish king’s kingdoms and countries, especially in Germany. Often they did not speak Danish at all. This internationally oriented aristocratic elite, which formed the leadership of the state, pursued an ambitious and cosmopolitan cultural policy. This included convening foreign-born cultural personalities to hold illustrious positions in Denmark (i.e. the educator Basedow and the poet Klopstock). Furthermore, it awarded civilian and military posts as well as business privileges to foreign-born protégés. This international orientation had been the case for a long time, but it was increasingly perceived by the growing middle class, especially in Copenhagen, as an omission and oversight of local talent. The middle class was growing, and as it became more involved in foreign trade, it gained increased weight in society during the flourishing trade period, particularly in opposition to the great aristocratic landowners. After the middle of the eighteenth century, the middle class began to cultivate the Danish language, culture, and history as a protest against the internationally oriented aristocratic state leadership. The German-born Struensee, who in his short reign from 1770 to 1772 introduced radical reforms, which, however, had been ill-prepared and revealed his lack of knowledge of Danish conditions and traditions, just as his relationship with Queen Caroline Mathilde had aroused public indignation. His actions further fueled the development of nationalism. Unlike Struensee, his successors, Frederik V’s Dowager Queen Juliana Maria, her son, the king’s half-brother, Prince Frederick and her closely connected statesman, Ove Høegh-Guldberg, understood that they had to appeal to public opinion and to win the favor of the frustrated urban middle class.

Immediately after coming to power, they made Danish the administrative language for Denmark and Norway rather than German, and the following year Danish was made the command language in the army and in 1775 Danish was made a formal subject in the grammar schools. The crown jewel of their efforts was the Naturalization Act of 1776, which stated that only those who were born within the Danish king’s kingdoms and countries, i.e. the empire, could in the future hold public offices. This law seems to have been met with spontaneous enthusiasm in Copenhagen and other cities across the country. How should this Danish identity be interpreted? The question is whether the Danish-German national antagonisms that tore apart the entire Danish state in the nineteenth century can be traced as far back as the eighteenth century. Perhaps in the eighteenth century it was first and foremost a matter of contradictions between an aristocratic and internationally oriented upper class and a more domestically oriented bourgeoisie (middle class), whose importance in social and economic was growing. Germans made up approximately a fifth of the capital’s population, a representation of the fact that Copenhagen was the center of the entire empire and not just the kingdom of Denmark. Yet, the Naturalization Act was not aimed against these people since it was applying to everyone in the empire and was aimed at foreign-born, in practice Germans, but—significantly—not at German-speaking Danish citizens from the duchies or Copenhagen. In 1790, however, a heated debate unfolded: the so-called “German feud.” The German-speaking fellow citizens and their alleged dominant position were conceptualized as a threat. The feud, however, ceased again, presumably because other problems on the political agenda took precedence, such as agricultural reforms. These national identities ultimately led to the dissolution of the empire, but the question is whether secession from the empire was an idea that originated in the eighteenth century or, whether the dispute at that point solely concerned the distribution of rights, duties, burdens, and privileges between the various nationalities within a perennial empire. There was not necessarily anyone at the time who thought nor desired that these schisms would eventually lead to dissolution, although in hindsight it may certainly seem the case. The development towards an identification with those whose nationality, language, culture, and country one shares, rather than identification by status and as a subject in a particular territory under a particular prince, and where the language was secondary, was an expression of the unitary state. Here, as in the conglomerate state, the empire was not held together by the subjects’ duty of obedience to their prince, but by the loyalty of the citizens to their fatherland, state, and nationality (Feldbæk 1992).

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Iceland’s Dark 18th Century

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 260-262:

While the eighteenth century in Denmark and Norway was considered a period of peace, progress and prosperity as reflected in expressions such as “the flourishing trade period” in Danish history and “the golden age” in Norwegian history, Iceland’s eighteenth century became a dark time. All land in Iceland was owned either by the crown, the church, or an elite mainly consisting of civil servants leasing it to the peasants: in other words, an agricultural system that did not differ much from that known in the Kingdom of Denmark. The country was characterized by social and occupational stagnation, which the trade monopoly that Iceland was subject to greatly contributed. When Bishop Ludvig Harboe 1741–1745 resided on the island, attributes of the unitary state were increasingly introduced. His work led i.e. efforts to increase the population’s literacy, but also with increased social control, i.e. restrictions on people’s right to move. But by the middle of the eighteenth century, factories were set up by Icelandic initiative, but with financial and other support from the royal power in Copenhagen, to promote Iceland’s economic and social development. These were mainly wool processing factories. However, there were many initial difficulties: deliveries did not occur, deficits necessitated large subsidies from Copenhagen, until the factories were for a time transferred to a private trading company headquartered in Copenhagen, before taken over by the state. Nevertheless, this initiative was of great importance for the modernization of Icelandic society. A factory was built near Reykjavik, and around this a settlement grew, which in 1786, when it had approx. 300 inhabitants, received a municipal charter. Iceland had thus gained its first city. The central government in Copenhagen intervened again in the early 1770s and sought to secure the social and legal rights of the peasant population vis-à-vis Iceland’s elite landowners. It was also a result of these efforts that in 1774 the state took over the monopoly of trade from a private company. 12 years later in 1786, the monopoly was abolished, trade was now free, but admittedly only to the king’s subjects. But between 1774 and 1786 something terrible also happened in Iceland. In 1783, the island was hit by a volcanic eruption that has been characterized as “one of the largest volcanic eruptions in recent millennia of Earth’s history.” (Thorsteinsson 1985, 190). Large areas were flooded by lava, toxic ash rained down over most of the island and the sky was covered with volcanic mists. All this, together with violent earthquakes, destroyed the vegetation and thus Iceland’s agriculture in the following years. It is estimated that approx. 20% of the population died as a result of these natural disasters, and a smallpox epidemic in 1785 deepened the crisis. All the previous decades’ attempts to commercially develop Iceland were now in ruins. It was in that context that the trade monopoly was abolished. The following decades saw the sale of land to tenant farmers, an action that was also done in the Kingdom of Denmark. This, too, can be seen as an attempt to bring the social and occupational structures within the Danish empire closer together, although there were undeniably large differences and the basic conditions were highly disparate. The old Althing (unicameral legislature in Iceland) was moved from the historic Tingvellir to Reykjavik in 1798, and in the year 1800 the Althing was abolished in favor of a national court and judicially trained judges. Thereby, a century-old institution had been erased. Both the move and the abolition two years later were justified with practicalities. Reykjavik was considered easier to reach than Tingvellir, and the replacement with a national court can be seen as an expression of bureaucratization and another attempt to streamline the systems throughout the different parts of the empire. Iceland in the eighteenth century came to witness first-hand the intrusive unitary state, but compared to other parts of the empire there were hardly other places where the opportunity for growth of the unitary state was greater.

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Poland’s Election of 4 June 1989

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 188-191:

The election turned out to be a single-issue referendum: Do you want the Communist system to continue in Poland? This was hinted at when the opposition discovered it did not need to promote its previously unknown candidates to the public. It ran the same electoral poster throughout the entire country: a photograph of its local candidate, whoever that was, shaking hands with Wałęsa, over a Solidarity logo. As Kwaśniewski later said in mocking complaint, even a cow running on a Solidarity ticket would have won. Furthermore, the electoral law adopted for this election stipulated a winner-take-all system, rather than proportional representation; that is, only a candidate who received an absolute majority of the votes cast (at least 50 percent plus one vote) would be elected in a first round. Absent such a result, in a second round, two weeks later, the winner of a plurality of votes cast would get the mandate. Back in March, Prime Minister Rakowski had been warned by a wizened and wise colleague that under such an electoral procedure the party would not win a single Senate seat. But the clairvoyant only passed the memo along, without doing anything about it, because electoral law was not his bailiwick. In the first round, the opposition won 160 mandates out of the 161 it was allowed to contest in the Sejm and 92 of the 100 in the Senate. The ruling coalition, in the first round, took 3 seats in the Sejm—out of the 264 set aside for it—and zero Senate seats.

Two weeks after the debacle, Rakowski wrote in his Diaries that “to assume a candidate from the national list would get 50 percent plus one vote was a fundamental mistake. That the entire establishment of the state exposed itself to such a test is simply incomprehensible.” Indeed it was, Mr. Prime Minister. He added that “another mistake was the method for Senate elections. If the proportional system had been adopted, we would have gained thirty to forty seats in the Senate.” Most embarrassing of all, thirty-three out of the thirty-five candidates from the special “national list”—the top establishment figures—although running unopposed, had nonetheless been crossed off by a majority of voters. General Kiszczak was beside himself that in Polish embassies all over the world—except Albania—the national list had been voted down by the diplomatic corps and staff. “Somehow, in the depth of our brains, we were convinced that we would win the elections,” wrote Rakowski, a party member since 1946, “because, after all, we had always won elections.” In the races that Solidarity had not been allowed to contest, there was still the second round to ensure victories for the candidates of uncivil society by a mere plurality of votes, thereby securing the original plan of a regime-dominated parliament, which in turn would elect Jaruzelski to the presidency. But there were no provisions to recuperate the establishment figures’ completely unopposed thirty-five seats: against whom would they run in a second round? The opposition, wary of losing everything, left it to the party-state to fill these seats by post facto procedural sleight of hand. The generals still had command over the repressive apparatus, and while many people suspected (rightly) that Poland’s uncivil society had lost the stomach to shed blood, again, for such a ruinous system, the Chinese launched a crackdown in Tiananmen Square on the very day of the Polish elections.

In Poland, all the political figures who profoundly mistrusted one another and who worked doggedly to ensure they were not outfoxed by the other side were dumbfounded by the results of their joint labors. Together they had written a political script that neither side had anticipated. Would uncivil society accept its defeat, something it had always said it would never do? Would Solidarity seek to take power, something it had said it would never do? Amid the uncertainty, on July 3, Michnik—as was his style—raised a scandal. He wrote an editorial in the opposition newspaper he edited, Gazeta Wyborcza, entitled “Your President, our Prime Minister.” Michnik’s closest colleagues jumped on him for “prematurely” advocating a Solidarity government. One of his most eloquent critics was Tadeusz Mazowiecki. But it turned out that opportunists were opportunistic, for when Wałęsa approached the forgotten United Peasant Party and the Democratic Party—the “historical allies” of the ruling Communists-both eagerly accepted Solidarity’s offer of alliance against the Communists. Wałęsa then tapped his trusted adviser, General Kiszczak’s former detainee, to lead the governing coalition; Mazowiecki was duly confirmed as Poland’s prime minister. During his inaugural speech on September 12, 1989, the first postwar head of government in Poland not assigned to the office by the Communist regime fainted on the rostrum of the Sejm. Doctors took him for a short walk in the park, whence he returned to the parliament chamber. “Excuse me, but I have reached the same state as the Polish economy,” Mazowiecki quipped. “But I have recovered, and I hope the economy will recover too.” In the 1990s, half of Poland’s then $45 billion in foreign debt to Western governments and commercial banks was forgiven, in what at the time was the most generous treatment ever extended to a debtor country.

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Poland Was Different

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 173-175:

Poland was different. Even though peasants fiercely resisted the collectivization of agriculture everywhere, only in Poland did the party abandon the process (in 1956), so that the overwhelming majority of Polish farmland (80 percent) reverted to individual households, with only 1 percent organized as collective farms (and the rest as state farms). Such an independent peasantry was unique in the East bloc (and matched only by China when it disbanded its communes beginning in the 1970s). Further, as a result of Hitler’s murderous war and Stalin’s border shifts, Poland had become an almost universally Catholic country, and most people were churchgoers, including—often on the sly—party members. By 1977, after three decades of continuous administrative and fiscal pressure against it, the Church in Poland counted 20,000 priests and 27,600 nuns—many thousands more than during the pre-Communist interwar period. Communist Poland was organized into nearly 7,000 parishes, as well as 27 dioceses supervised by 77 bishops, with some 10,000 churches along with 4,000 chapels. Almost 5,000 students were enrolled in 44 higher Catholic seminaries, while another 1,400 studied at the Catholic Theological Academy and 2,500 at the Catholic University in Lublin—the only such Catholic institution of higher learning in the Communist world. In 1978, the archbishop of Kraków, Karol Józef Wojtyła (1920–2005), became the first non-Italian pope in 455 years and the first-ever Polish pope.

No less distinctive was Poland’s militant working class (which Communist industrialization had greatly enlarged). Unlike the oneoff explosions in East Germany (1953), Hungary (1956), Czechoslovakia (1968), and (on a smaller scale) Romania (1977), eruptions in Poland recurred. In Poznań in 1956, a strike at the gigantic Josef Stalin Metallurgical Complex against a new system for calculating wages prompted more than 100,000 people (out of the city’s 380,000) to march to Adam Mickiewicz Square, where, in front of Poznań’s old royal castle, they chanted “We are hungry,” “Down with the Red bourgeoisie.” Around seventy were killed and many hundreds wounded when Poland’s uncivil society unleashed one of the bloodiest repressions in the East bloc’s history that did not involve Soviet troops. But more strike waves and demonstrations followed in 1968, 1970, 1976, and 1980 like jolts on an uncivil-society electrocardiogram. Poland’s workers developed powerful organizational forms—above all, elected interfactory strike committees—that would culminate in an independent (non-Communist) trade union known as Solidarity. In a parallel breakthrough in fall 1976, fourteen members of the intelligentsia established a Workers’ Defense Committee (Komitet Obrony Robotników, or KOR). These were men and women of different generations and different political biographies: a well-known elderly writer, a famous actress, a young and an old university professor, two retired attorneys, two officers of the wartime Home Army, a priest, some student activists, and a few hard-core dissidents. Making public their names, addresses, and telephone numbers, they invited victimized workers and their families to contact them for help. “Do not burn down committees,” exclaimed KOR’s Jacek Kuroń (1934–2004) in the aftermath of the 1976 strikes and riots, “set up your own!”

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The Spark that Toppled Ceauşescu

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 111-115:

László Tőkés had a history of conflict with Romania’s Reformed (Calvinist) Church authorities as well as with the political authorities; that’s how the pastor had ended up in Timişoara. At previous postings in Braşov and Dej, both in Transylvania (which has a large ethnic Hungarian minority), Tőkés had spoken out against the leadership of the Reformed Church, whose congregation in Romania was entirely ethnic Hungarian, and the condition of Romania’s Hungarians. This had provoked his relocation to Cluj—where his father had been dismissed as deputy bishop—and then, in 1986, to Timişoara (outside Transylvania), a predominantly Romanian Orthodox yet cosmopolitan city of about 350,000. What major trouble could the Hungarian pastor possibly cause there? In Timişoara, Tőkés set about reviving the small local Reformed church with his charisma. He allowed students to recite poetry at services, which was expressly forbidden, and spoke out against Ceauşescu’s unpopular “systematization” (destruction) of villages and their Orthodox churches. The Timişoaran authorities, faced with the prospect of organized dissent, pressured the Reformed Church bishop to remove Tőkés as pastor, which he did in March 1989. On that ground, the authorities set eviction proceedings in motion. Tőkés appealed. At Timişoara’s Reformed church building—three modest stories of grimy brick and stone, lacking even a cross or spire—every window of the pastor’s flat was smashed. In November, Tőkés was slashed in a knife assault by thugs during a break-in; police who were posted outside to keep him under house arrest did nothing. Finally, losing his official appeals, Tőkés appealed to parishioners at Sunday Mass to witness his scheduled “illegal” eviction on the coming Friday, December 15. That’s right: the authorities had informed the pastor of the precise date.

Around forty parishioners, mostly elderly, formed a human chain outside the pastor’s residence. They benefited from a sudden unseasonably warm winter stretch, following a brutal cold snap, but, more important, they defied the conspicuous Securitate. When the Securitate did not disperse the small crowd, more people beyond the pastor’s supporters joined, including ethnic Romanians, Germans, Serbs, Greeks, and, some have said, a few Gypsies. The Hungarian pastor spoke from his windows to the crowd outside in Romanian. Some who joined were from other Protestant denominations, such as the Baptists and Pentecostals, religious minorities that were similarly harassed. Others came from an adjacent stop for the tram that ferried workers to the city’s outlying industrial plants and students to the big local universities. The tram also facilitated the spread of information about the confrontation throughout the town. Timişoara’s inhabitants that winter, as previously, had no electricity for most of the day and often for much of the evening, including during the interval from 6:00 until 9:00 P.M., when people needed it most. Elevators were avoided, since the blackouts, coming without warning, trapped people in them. The strongest lightbulbs sold were only 40 watts. The temperature inside homes was no more than 55 degrees Fahrenheit in winter, and hot water usually came on just once a week.

People in Timişoara, as elsewhere in Romania, were given coupons to buy a few kilos of meat and fifty grams of butter—a month. They queued for hours, and sometimes even the meager allotments their coupons permitted ran out. Meanwhile, as everyone in Timişoara knew, on the outskirts lay one of Europe’s largest pork-processing plants. The town also had large local bread factories and other major food production facilities. Many Timişoarans labored in these plants, and they doubtless told others what was made in them and in what quantities. But much of this locally produced food, like everything else, was being exported for hard currency. The furious townsfolk, spending years shoulder to shoulder in queues, were united in their deprivation. But they could call upon no forms of social organization other than their churches, which were under Securitate surveillance. Their workplaces belonged to the regime. Furthermore, crowds on the streets were permitted only in connection with scripted holidays and soccer matches. In fact, back on November 15, following Romania’s defeat of Denmark in a World Cup qualifier in Bucharest, Timişoara’s streets had filled with elated fans, some of whom had apparently chanted “Down with Ceauşescu!” This unpublicized incident had indicated the potential for a wider conflagration if some thing set it off. That is exactly what the pastor’s principled, stubborn defiance had triggered on December 15.

On December 16, Timişoara’s mayor, summoned to intervene by the Securitate, arrived at the Reformed church with workmen to replace the shattered windows and with doctors to examine the pastor’s pregnant wife. In turn, the mayor requested that Tőkés instruct the crowd to disperse. In order to avoid bloodshed, the pastor agreed. But the crowd, by then much beyond his congregation, was in no mood to go home; some began accusing Tőkés of collaboration. Others assumed that his dispersal request resulted from pressure by the Securitate. Tőkés discovered himself a “prisoner” of the people’s anger. But “in that street,” recalled one eyewitness, “was a tension and a feeling of power that you could almost touch.” Both joyous and apprehensive, the gathering crowd began to relocate from the small church toward the city center, Opera Square, several blocks away. Having initially assembled to defend the ethnic Hungarian pastor, the crowd began singing the 1848 nationalist anthem, “Awake, Romanians.” Shop windows were smashed—the regime’s blackouts enabled some people to hurl rocks without being seen—and some chanted “Down with Ceauşescu!” “Down with tyranny!” “Freedom!” This lightning escalation—precisely what the appearance of the mayor had sought to preempt—had transpired in a single day.

It was the beginning of a political bank run.

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Romania’s Ruling Elite Before 1989

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 117-120:

Ceauşescu (1918–89), the third of ten children, came from poor peasant stock, signed on as a shoemaker’s apprentice at age eleven, and joined the Communists as a teenager. As a “person dangerous to the public order,” he spent much of his youth in Romania’s Doftana Prison—the “Marxist University”—where he met [Gheorghe Gheorghiu]-Dej. Following the late-1947 Communist takeover, Ceauşescu was eventually put in charge of personnel. When he became general secretary at age fortyseven in 1965, he was not only the youngest Romanian Politburo member but the youngest party chieftain in Eastern Europe. Six years later, during the Sino-Soviet split, he provoked Soviet military maneuvers on Romania’s border by undertaking a bold state visit to China. Ceauşescu aimed to study what could be adapted from Mao’s Cultural Revolution to forestall “socialism with a human face” in Romania. On the same trip he visited Kim Il Sung’s North Korea, and liked what he saw there, too. Back in Romania, as Ceauşescu’s mini—cultural revolution and maximal cult unfolded, at least twenty-seven members of his extended clan got high posts. Most prominently, and unusually for Communist regimes, his wife, Elena (1916–89), who had dropped out of grade school but suddenly held a doctorate in chemistry, became coruler. Their debauched son Nicu (1951–1996), the minister of youth, became the heir apparent. The patriarch himself, who had completed only the four-year elementary school in his village, became a god. He bore the same title as had Antonescu (and Dej): Conducător.

Samizdat was virtually unknown in Communist Romania, and dissidents there always seemed fewer than even the small numbers elsewhere in the bloc. “Romanian dissent,” went the saying, “lives in Paris, and his name is Paul Goma” (the Romanian writer [1935—]). One reason was that unlike dissenters under other Communist regimes, those in Romania elicited indifference or even scorn from the West, where Ceauşescu was lauded as the great “maverick” willing to buck Moscow. As one analyst noted, “three presidents of the United States, three presidents of France, the Emperor of Japan, the Queen of England and a lot of other important people expressed their admiration” for Romania’s supposed “independent course.” In 1968, Ceauşescu, alone among East bloc leaders, refused to join the Warsaw Pact invasion of Czechoslovakia. In fact, on August 23, a holiday in Romania commemorating the anniversary of the 1944 coup against the pro-Nazi regime, he publicly condemned the operation against the Prague Spring. The West was not alone in going bananas with approval: the overjoyed Goma joined the Romanian Communist party. In 1973, however, he was expelled from the party and in 1977 exiled for supporting the Czechoslovak Charter 77 human rights movement and writing two letters to Ceauşescu denouncing the Securitate, making Goma an international cause célèbre. Still, that such a nonparty critic could have joined the Romanian Communist party, even if only briefly, showed that many Romanians strongly identified with the regime’s gestures to distance Romanian communism from Soviet tutelage, while aiming for a special Romanian mission within the Communist world.

Leaving aside the few pro-Western critical types, such as Goma abroad and, at home, Doina Cornea (1929—), a professor of French literature at Cluj and advocate for human rights, the émigré historian Vladimir Tismăneanu has observed that “many Romanians despised, even hated Ceauşescu and his tyranny, but did not like liberal, Western-style democratic values either.” Communism drew upon and deepened this illiberal side of Romania’s political culture, while also spawning a new elite—Romania’s uncivil society. Around 10,000 made up the central establishment and 200,000 the regional one. This elite, largely provincial and undereducated, by design had become far more Romanian and far less Jewish, Hungarian, or German than any previous elite in Romania. Its grateful members shared career paths and life experiences—to a point. Officials “regularly attended party meetings and courses for ideological indoctrination and in this way were molded and shaped in a certain spirit and acquired a certain behavior in society,” explained Silviu Brucan (1916–2006), a onetime protégé of Dej. “The cohesion of this social group sprang from the status of its members and the special relations among them, from their position in the structure of power, from their high salaries, and particularly from their access to a wide range of restricted benefits and privileges.” Brucan—a Jew who had been born Saul Bruckner—was uncivil society’s ambassador to Washington (1956–9) and to the United Nations (1959–62), and then head of Romanian TV.

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