Category Archives: China

Biography of a Chairman Mao Badge

The Spring 2004 issue of China Review International contains a review article by Ronald C. Keith entitled “History, Contradiction, and the Apotheosis of Mao Zedong” that includes the following fascinating summary of a book, Biography of a Chairman Mao Badge: The Creation and Mass Consumption of a Personality Cult, by Melissa Schrift (Rutgers U. Press, 2001).

In the Yan’an [or Yenan] period there were perhaps only ten badge designs, and the handmade badges of that time used Mao’s photograph and commemorative slogans. Initially badges were commemorative, celebrating the establishment of the PRC. In 1949, Mao supported a Party resolution that forbade the naming of streets, cities, or places after heroic comrades. Mao’s own portrait, however, soon reappeared on commemorative badges as early as 1951. The modest beginnings of such badges could not have prepared even the most astute observer for the spectacular production of approximately three to five billion badges during the Cultural Revolution. The badges became compulsory wear for anyone who desperately needed to authenticate his or her redness in an era of wild and arbitrary political denunciation.

Schrift tells us that along with this unprecedented volume of production there was incredible diversity of iconographic design as well [as] assertive statement of political ideals. Chen Boda’s “Four Greats” was, for example, extremely popular. Lin Biao struggled to keep his own imagery off these badges for fear that he be accused of competing with Chairman Mao, whose left profile was almost always featured on the Cultural Revolution badges. As Schrift indicates, there was a “riot of consumption” as the badges became a new form of political currency: “It was no longer enough to simply acquire and wear a badge. One’s redness depended instead on the novelty with which one could design and/or consume a badge” (Schrift, p. 111). Moreover, while badge exchanges rarely involved money, they became units of black-market barter facilitating the acquisition of goods and services.

With Mao’s attack on Lin Biao, the Party moved away from the excesses of personality cult. Badges no longer represented solid political capital. They offended a “revolutionary economism” that militated against such a tremendous waste of resources. More importantly, they could be associated with a resurgent “feudalism” within China’s supposedly revolutionary society. Even so, there were subsequent rashes of production at the time of Mao’s death and again on the centenary of his birth. In the contemporary era of market reform, pro-democracy protesters will wear Mao’s image in order to resist the current government, and this image has become “remystified” as a hot consumer item for which there is both a domestic and an international collector’s market (Schrift, p. 165).

Cool. Leftist consumerism. Or is this dialectical materialism?

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On the Legacies of Zhao Ziyang vs. Deng Xiaoping

Those of us who form our opinions of international leaders from the sound bites and video clips of the international media are likely to have a much higher opinion of Zhao Ziyang than of his longtime boss and mentor, Deng Xiaoping. After all, Zhao came out to sympathize with the demonstrators in Tiananmen Square shortly before Deng ordered the People’s Liberation Army to “liberate” it from them on 4 June 1989.

As a result, western media tend to give Zhao most of the credit for implementing the reforms that have now made China’s economy one of the most dynamic on earth, while downplaying the role of the now tarnished Deng. Witness the obituary headline “The death of the man who reformed China and changed the world” in the 18 January Times (of London). Wikipedia, by contrast, offers much more balanced and comprehensive portraits of Zhao and Deng.

To get another perspective on Zhao’s legacy, I called up a Chinese friend who emigrated to the U.S. in 1990, bringing his wife out the following year. He, his wife, and his U.S.-born daughter are now U.S. citizens. His father was not only a member of the CCP, but a party historian, and my friend pursued an M.A. in history at an American university after he emigrated, doing archival research on the Jiangxi Soviet of the early 1930s. He and his wife, both from intellectual families, were sent down to the countryside during the Cultural Revolution.

My opening question was phrased in the familiar formula many Chinese citizens used to adopt in assessing Mao’s legacy after his death: Was Zhao’s legacy 51% positive, 49% positive, or some other balance between positive and negative? My friend suggested it was 75% positive, one major black mark being Zhao’s role in persecuting intellectuals in the wake of the Hundred Flowers Campaign (1956-57) and the ensuing disaster of the Great Leap Forward (1958-60).

Then what about Deng, I asked. Maybe 90% positive, he replied. As we talked, he even upped it to 95%. But why so much better than Zhao? Well, Deng was the emperor; Zhao only a talented court eunuch. Deng was ultimately more responsible for the economic reforms than his underling was.

But what about the Tiananmen Incident? Looking back from 15 years later, he said, the demonstrations seem to have been less about democracy and more about frustration with corruption and with the slow pace of reform in the cities as opposed to the countryside. If that was the case, then Deng can be credited with addressing one of the principal goals of the demonstrators by extending reforms into the urban sectors. During the 1990s the cities experienced an economic boom like that the countryside had experienced during the 1980s. Now the countryside is lagging again and desperately needs a fresh infusion of infrastructure and capital.

What was Zhao trying to accomplish when he came out to meet the demonstrators in Tiananmen Square? Looking to his legacy. Like Clinton trying to secure a peace deal in the Middle East before he left office? Exactly.

P.S. Zhao’s predecessor as Deng the Reformer’s right hand was Hu Yaobang, who was perhaps even more popular with the students than Zhao was. Hu had been forced to step down in 1987, after failing to control student demonstrations in 1986. Hu’s death on 15 April 1989 helped spark the Tiananmen Square protests in May of that fateful year.

STUDY QUESTION: What proportion of the legacy of each of the following U.S. presidents was positive: Truman, Lyndon Johnson, Nixon, Carter, Reagan, Clinton? All had major blots on their records. Effective leadership, unlike sainthood, is about trade-offs and all-too-human failings, not perfection and personal piety.

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China’s Balancing Act in Africa

Passion of the Present cites a long opinion piece by Paul Mooney entitled “Beijing’s delicate balancing act in Africa” that appeared in the 17 January edition of International Herald Tribune. Here’s a short snip.

Many African nations are pleased that no political strings are attached to China’s friendship, with the obvious exception that they must not recognize Taiwan and must affirm the “one China” policy.

He Wenping, director of the African Studies Section at the Chinese Academy of Social Sciences in Beijing, says that China and Africa share the view that countries should not meddle in each other’s affairs. “We don’t believe that human rights should stand above sovereignty,” He says. “We have a different view on this, and African countries share our view.”

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North Korea’s "Analectical Materialism"

The environment of the Soviet occupation of northern Korea, unlike that in Eastern Europe, was an East Asian agrarian society recently emerged from [Japanese] colonial rule. Certain policies, such as land reform, were immensely popular regardless of whether Russians or Koreans drafted the laws. Moreover, the Korean input into these policies, whether that of the regime in Pyongyang or in the process of ground-level implementation, was greater than a reading of Soviet sources alone would suggest.

In the area of ideology, for example, one of the most distinctively Korean elements of communism in North Korea was its emphasis on ideas over material conditions. Koreans shared this Marxist heresy with their counterparts in China and Vietnam, but this humanistic and voluntaristic emphasis was even more pronounced in Korea than in the other two East Asian communist revolutions, which may reflect the fact that Korea had long been more orthodox in its Confucianism than Vietnam or China. Korean communists tended to turn Marx on his head, as it were, valorizing human will over socioeconomic structures in a manner more reminiscent of traditional Confucianism than classic Marxism-Leninism. In short, the social and cultural context of the communist revolution in North Korea resulted in a society that looked less like Poland, a country occupied by the Red Army, than Vietnam, a country that was not. North Korea simply cannot be seen as a typical post-World War II Soviet satellite along the lines of East Germany or Poland, where leaders with longstanding ties to the USSR and long periods of residence in the Soviet Union were implanted by the Soviet occupation forces, where the Soviet Army remained the authority of last resort for decades afterward, and where the withdrawal of Soviet support quickly led to these regimes’ demise. The North Korean revolution may not have been entirely autonomous, but its indigenous elements allowed it to endure.

Among the most important elements of this indigenization was Korean nationalism, which at the beginning was partially hidden under a veneer of fulsome praise for the USSR and for Stalin. But nationalism and pro-Soviet orientation were not mutually exclusive in East Asia at the time. For Chinese, Vietnamese, and Korean radical nationalists, state socialism was a compelling route to national liberation and modernity, especially when the USSR had been the only major country to give material assistance to their struggles against colonialism.

SOURCE: The North Korean Revolution, 1945-1950, by Charles K. Armstrong (Cornell U. Press, 2003), pp. 4-5

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North Korea’s Hard "Soft Landing"

NKZone‘s Andrei Lankov posts a link to an analysis he presented in New Zealand last year raising doubts “about the now so fashionable ideas of North Korea’s ‘soft landing'”–the idea that it can reform its way into less-than-catastrophic unification with South Korea.

Lankov’s talk, entitled Soft Landing: Opportunity or Illusion (viewable in IE, but not Firefox!), emphasizes the uniqueness of the Korean situation relative to that of Eastern Europe, the former Soviet Union, and China.

Assumptions based on the Chinese, East European or post-Soviet experiences are not applicable to the North. The “market” or capitalist reforms in those countries were indeed beneficial to the former Communist elite or at least for more flexible and better-educated parts. Even a cursory look at the biographies of post-Soviet tycoons and top politicians confirms that the so-called “anti-communist revolutions” of the early 1990s often boosted the standing of those who were prominent apparatchiks in the 1980s. The first two presidents of the supposedly anti-Communist Russia were Yeltsin, the former Politburo member and Putin, the former KGB colonel. The same is true of other post-Soviet states and China.

However, North Korea is dramatically different from other former members of the Communist bloc. Its major problems are created by the existence of a democratic and prosperous “alternate Korea” just across the border, a mere few hundred kilometres away from even the remotest North Korean village.

The economic gap between the two Koreas and the corresponding difference in living standards is huge, far exceeding the difference which once existed between East and West Germany. The per capita GDP of the South is approximately 10,000 USD, while in the North it is estimated to be between 500 and 1,000 USD. Obesity is a serious health problem in the South while in the North the ability to eat rice every day is a sign of unusual affluence. South Korea, the world’s fifth largest automobile manufacturer, has one car for every four persons, while in the North a private car [is] less accessible to the average citizen than a private jet would be to the average American. South Korea is the world’s leader in broadband Internet access while in the North only major cities have automatic telephone exchanges and a private residential phone is still a privilege reserved solely for cadres.

The survival strategy of the North Korean political system has been based on the combination of three important strategies: intense police surveillance, harsh suppression of even the slightest dissent and maintaining a strict information blockade.

The last factor is especially important…. Economic reforms are unthinkable without large-scale foreign investment and other types of exchange with overseas countries (what is known in China as “openness”). However such “openness” would mean a decisive break with this system of self-imposed isolation. Under the present circumstances both investment capital and expertise are likely to come largely from South Korea.

The influx of foreigners, especially South Koreans, will however undermine one of the pillars of the regime’s political stability, namely the system of information isolation. Even if these visitors carefully avoid everything which could upset their minders, the sheer presence of strangers will be disruptive. This was not such an issue in China or Vietnam where the visitors came from alien countries whose prosperity was seen as generally irrelevant to the local situation. It is likely to be a problem in the North, however, where a large proportion of foreign investors and experts will come from another half of the same country and will speak the same language.

Thus, any wide-scale cooperation with the outside world remains a dangerous option. Its obvious economic benefits do not count for much, since the associated political risks are prohibitively huge and the Pyongyang elite will not take chances….

If the populace learned how dreadful their position was compared to that of the South Koreans, and if the still-functioning system of police surveillance and repression ceased to work with its usual efficiency, then the chance of violent revolution or at very least, mass unrest would be highly likely. The proponents of a “soft landing” believe that the collapse of the regime (be it violent or otherwise) would not mean an end to a separate North Korean state. However, it is difficult to see how the North Koreans could possibly be persuaded to remain quiet if they knew the truth and were not afraid of immediate and swift retribution for their dissent…. In other words, the attempts to promote reform and liberalization are likely to lead to the exact opposite–to political instability, regime collapse and a subsequent “hard landing.” …

In Eastern Europe and the former USSR it was the second and third tiers of apparatchiks who reaped the greatest benefits from the dismantling of state socialism. Their skills, training and expertise, as well as their connections allowed them to appropriate sizeable chunks of the former state assets. They then used this property to secure dominant positions in the new system and quickly re-modelled themselves as prominent businessmen or even “democratic politicians.” The North Korean mid-level elite does not have access to such an attractive option. Once again such a scenario is rendered unlikely by the existence of South Korea with its highly developed economy, large pools of capital and managerial skills. If the collapse of Kim’s regime spells an end to the independent North Korean state which is a very likely option, the local elite would stand no chance of competing with the South Korean companies and their representatives. Capitalism in post-Kim North Korea would be constructed not by former apparatchiks who some day declare themselves the born-again enemies of the evil Communism, but by resident managers of Samsung and LG. At best, the current elite might hope to gain some subaltern positions, but even this outcome is far from certain. Something analogous to the “lustration policy,” the formal prohibitions of former Party cadres and security officials from occupying important positions in the bureaucracy of post-Communist regimes, is at least equally likely. Some ex-apparatchiks might even face persecution for their deeds under the Kims’ rule. Facing such dangers, the lower strata of the ruling elite is showing no signs of dissent and prefers to loyally follow Kim Jong Il’s entourage….

This does not mean that the regime will last forever. However, its transformation is unlikely to occur according to the “soft landing” scenario. If the elite resists change for too long an implosion will be unavoidable and if it initiates reform now, the result is likely to be the same or perhaps only marginally less dramatic.

I suspect relations between the two Koreas after unification will soon evolve into a fierce antagonism between a North Korean colony offering little more than unskilled labor and raw materials, and a South Korean colonial occupation force that quickly loses patience with its helplessly dependent cousins. Fierce South Korean classism (and impatience) will soon overwhelm the abstract sympathies so many South Korean citizens now feel for their North Korean compatriots. North Korea will be like Yankee-occupied Mississippi during Reconstruction after the U.S. Civil War. Tough times for all, for at least a generation or two.

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Vanuatu Disambiguates Its China Policy

The Head Heeb has the latest on Vanuatu ex-PM Serge Vohor’s attempt to straddle the China-Taiwan divide. To make a longer story short, Vohor landed on his backside, leaving China standing tall.

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Wie ein Beijinger zu sein

Simply fill in these blanks thoughtfully provided by IchbineinBeijinger.

The Foreign Correspondents Club of China offers journalists new to Beijing this useful template for your first files. It has been used with great success by big-name reporters hundreds of times! Just fill in the blank with the appropriate phenomena, supply some names for sources, and voila! Instant China story.

By Kaiser Kuo

_________ Comes to China

BEIJING, November 18, 2004 – China is in the throes of another ‘cultural revolution,’ but this time it’s not politics, but a growing class of hipoisie leading the charge. The latest western fad to breach the fabled Great Wall? (FILL IN THE BLANK), which many are calling the most revolutionary thing to hit China since Mickey Mouse.

“It’s a revolution in cool,” says (PROFESSOR), who teaches contemporary Chinese cultural studies at (UNIVERSITY). “It’s not for your Average Zhou,” he quips, “but ______ is really catching on with young people.”

…

China, which has a history of 5,000 years, invented gunpowder, paper, the compass, sericulture, printing and the men’s pleather clutch purse. It is also credited with discovering green tea as a Chivas mixer. Pride in their own creations makes western fads like ______ difficult for some Chinese to accept.

When ______ first appeared on the streets of Beijing and Shanghai, controversy followed close behind. Only a few years earlier, society was skeptical of such ‘spiritual pollution’ that fads like breakdancing represented in the China of the 80s, or the ‘bourgeois liberalization’ of the early-90s Klezmer craze.

“How can we Chinese, who have 5,000 years of history and invented gunpowder, paper, the compass, sericulture, printing and the men’s pleather clutch purse be so easily seduced by western _____?” (CHINESE NAME) asks. “It’s just a fad, and like McDonalds, Starbucks, and unleaded gasoline,” he says sipping a cocktail of Chivas and green tea in a hip Sanlitun club. “As our leaders once said, ‘It doesn’t matter if it’s a black cat or a white cat, as long as it catches mice.’ But what color cat is _____? And where are the mice?,” (NAME) demands.

But like it or not, ______ is spreading fast, and not just in the cities. In Yellow Peony Gulch Village, a hardscrabble hamlet nestled amidst the dun-colored hillsides of Shaanxi Province, where even today some people still live in caves carved into the loess cliff faces, _____ is already making inroads. “Yes, we’ve seen ______ on the television. My wife thinks it’s naughty, and so do many of the older people here in Yellow Peony Gulch Village. But the youngsters are already picking it up,” says (CHINESE PEASANT NAME), 52, as a gap-toothed grin spreads across his deeply-creased, weatherworn face. “But I’m young at heart, and I think people should be willing to try new things!”

via Simon World

I’ll add just one hint. When broadcasting on air, just be sure to pronounce Beijing as if it were French (i.e., with a zh), rather than Chinese. If you’re an international reporter, it’s much better to sound sophisticated than knowledgeable about the local language.

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The Myth of Ethnic Warfare

Charles King reviews Modern Hatreds: The Symbolic Politics of Ethnic War, by Stuart J. Kaufman (Cornell U. Press, 2001) in the November/December 2001 issue of Foreign Affairs.

The deadly clashes that erupted between Russians and ethnic Tatars in the early 1990s were utterly predictable. Having invaded the Russian steppes alongside the Mongols in the thirteenth century, the Tatars were seen by medieval Russian chroniclers as the epitome of Oriental barbarism. Although the power of the Tatars eventually waned, the Russians did not forget their misery at the hands of these Muslim invaders. In the sixteenth century, Ivan the Terrible razed the Tatar capital. Two centuries later, Tatar nomads were brutally driven as far as China. And during the Second World War, Stalin deported thousands of Tatar families to Central Asia. Once the Soviet Union began to falter, Tatars in several regions began to call for greater rights and eventual independence. Those demands set off a spiral of fear and loathing that drew fuel from the memory of bloodshed on both sides.

The only problem with this story is that there were no such deadly clashes in the 1990s. Russia devolved sovereignty to Tatarstan, one of the federation’s constituent republics, without any violence. So successful was the process, in fact, that the “Tatar model” is now touted as a template for how Russia’s relations with its other ethnic minorities should work.

Had modern Tatar autonomy not come about so painlessly, it would have been easy to read the bloodshed as yet another case of the inevitable clash of civilizations. Just such an impulse explains why Russia’s ongoing war against Chechnya still sends observers scrambling for their Lermontov and Tolstoy: to search for historical allusions to Moscow’s long-standing entanglement in the same zone. But as Stuart J. Kaufman shows in his ambitious new book, Modern Hatreds, explaining contemporary wars with reference to ancient troubles is not only a terrible cliche — it is also fundamentally wrong.

The Seeds of Conflict

In years to come, what looks today like a disconnected string of small, brutish wars across southeastern Europe and Eurasia — five in the former Yugoslavia and six in the former Soviet Union — is more likely to be considered by historians to be part of one process: the wars of communist succession. Most of these battles pitted newly independent governments against territorial separatists, but all sprang from a range of disparate causes: the collapse of federations, the end of authoritarianism, the reemergence of old quarrels, the meddling of outside powers, political demagoguery, and — a major catalyst of organized violence everywhere — plain old thuggery….

The Organization for Security and Cooperation in Europe and the U.N. have spent the better part of a decade “mediating” these various disputes, and the organizations’ main strategy has been to address precisely those beliefs and insecurities that Kaufman identifies. That approach has led nowhere, however, and for one simple reason: Ethnic myths and fears have become largely irrelevant to most of the actors in these dramas. In fact, the current status quo — no fighting but no final peace accord, either — suits most folks just fine. The separatists get a de facto country. Corrupt officials in the central governments get a transit route for illegal commerce. Foreign governments get relative peace and, therefore, no Christiane Amanpour on the scene to raise concerns at home. International organizations get multiple rounds of “negotiations” and willing recipients for their good offices.

In the long run, however, everyone ends up a loser. The unresolved disputes have had cancerous effects on the regions where they occurred, feeding corruption, weakening governance, and gnawing away at what little democracy exists in Georgia, Moldova, and Azerbaijan. They have created havens for international criminals and conduits for the smuggling of drugs, weapons, and people into Europe and beyond. None of that, incidentally, has much to do with ethnicity.

The Way to War

What does all of this mean for policy? Kaufman rightly calls on outside powers to pay greater attention to potential conflict areas before war erupts. Some of his recommendations are supremely reasonable …. Others … cannot possibly be meant seriously. And no form of outside intervention, however early, can guarantee success. After all, it would be difficult to find a more concerted recent effort at peace-building than occurred in Macedonia, a case that Kaufman cites approvingly. (The book was published too early to take full account of the recent violence there between the government and Albanian guerrillas.) Long before the shooting started, school curricula were reformed under the eyes of the U.N. and major nongovernmental organizations. Internationally mediated talks were held. There was even a Macedonian version of Sesame Street, created and funded by foreigners, that featured cast members from all of Macedonia’s ethnic groups living in harmony. The show became wildly popular with local children. But as for the results, consult CNN.

The real lesson to be learned from the postcommunist conflicts, including the latest one in Macedonia, is probably different from the one Kaufman intended. Myths, fears, and opportunities might be a good recipe for a pogrom, but they rarely lead to large-scale, sustained violence. For that, you need the same kinds of forces that sustain any war, whether “ethnic” or otherwise: entrepreneurs who benefit from the violence, arms supplied by foreign powers, charismatic leadership, and plenty of bored young men. And these are the same factors that external governments and international organizations are most useful at counteracting — that is, in the rare instances when they have both the will and the wherewithal to get involved. Outsiders can, as Kaufman recommends, try to ban books, shut down radio transmissions, rewrite school curricula, and enforce an internationally acceptable standard of ethnic correctness on historians and teachers. But silencing every bigot in the world would require a monumental effort — one for which afflicted states do not have the cash, nor Western governments the fortitude.

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The Early 1940s Japanosphere

On 12 December 1941 Japan’s media announced that the four-day-old hostilities in the Pacific and Southeast Asia, together with the four-year-old China Incident, were henceforth to be referred to as the Greater East Asia War (Dai Toa senso). During the next three and a half years, the word “Greater East Asia” reverberated through radio broadcasts, newspapers, magazines, academic monographs, Diet speeches, classrooms, and barracks. No other term so frequently surfaced in discussions of Japan’s war aims. Imperial forces were waging a “holy war” to cleanse Greater East Asia of Chiang Kai-shek, communism, and Anglo-Saxons in order to build a Greater East Asia Co-Prosperity Sphere in which Asians could live and prosper under Imperial Japan’s benevolent tutelage.

So closely was Greater East Asia identified with wartime propaganda that the term abruptly dropped out of sight in 1945 and has since been shunned. Japanese writers are loathe to employ something so tainted with emotional associations. Consequently, they have adopted the American nomenclatures: “World War II,” and “Pacific War.” Neither is very satisfactory. The former is too broad, because Japanese forces did not participate in the Soviet-German conflict, nor did they operate in Europe. The latter is too narrow, because it suggests that the war was basically oceanic and in doing so fails to reflect the major fighting that took place on the Asiatic continent. Despite its awkward connotations, “Greater East Asia War” remains the most accurate designation for a struggle that in Japan’s perspective encompassed the Indian and Pacific oceans, East and Southeast Asia.

How far did the Greater East Asia Co-Prosperity Sphere extend? From the moment the term made its public debut at an August 1940 press conference called by Foreign Minister Yosuke Matsuoka, its magnitude remained vaguely defined. Conceptions of the Sphere varied in accordance with individual inclinations and external circumstances. Available evidence clearly suggests, however, that the entire Hawaiian archipelago consistently fell within its envisioned boundaries, both before and after 7 December 1941.

Before 7 December public discussions about Greater East Asia usually referred to Hawaii indirectly through the term Nan’yo (South Seas). Nan’yo, which was said to lie within Japan’s “lifeline” (seimeisen) and “life sphere” (seimeiken) had its nucleus in the Micronesian mandated islands, but at times was said to include Melanesia and Polynesia. Before 7 December mention of Hawaii as part of Nan’yo was usually done indirectly. For example, early in 1941 a book on Hawaii translated into Japanese by former University of Hawaii instructor George Tadao Kunitomo appeared in the “New Japan Sphere Series” [Shin Nipponken sosho] of a Tokyo publisher. There were also, to be sure, more direct intimations of Hawaii’s position. In a booklet published in September 1941 the retired army officer and ultranationalist Kingoro Hashimoto explicitly included Hawaii in the Greater East Asia Co-Prosperity Sphere.

Hashimoto’s public identification of Hawaii with Greater East Asia was consistent with a classified study prepared several months earlier in the Research Section of Navy General Staff. Dated 29 November 1940 and entitled “Draft Outline for Construction of the Greater East Asia Co-Prosperity Sphere,” this secret (it was stamped gokuhi) report cast Hawaii’s future disposition in sharper focus than did any public document that appeared before the Pearl Harbor attack.

Authors of the “Draft Outline” stated that the objective for establishing a Sphere was: “… to create a new culture by the sharing of respect, by mutual good neighborliness, friendship, joint defense, and economic cooperation in an area with Japan [literally “kokoku” or “imperial country”] as the nucleus and including [a list of nations] … Hawaii.”

The Sphere was to be divided geographically into three concentric subspheres: inner, middle, and outer. The inner subsphere would consist of the Japanese archipelago, Korea, and Manchuria. The middle subsphere would be formed by most of China and all of Nan’yo, “including Hawaii.” The third, outer subsphere, would include “such outer areas as are necessary for the complete economic self-sufficiency of Greater East Asia.”

Defining political relationships within the Sphere, the document enumerated four categories: lands to be annexed outright by Japan; autonomous protectorates; independent states with “unbreakable” defense and economic ties with Japan; and independent states with close economic ties with Japan. Australia, New Zealand, and India fell into the final category. Hong Kong, Thailand, and the Philippines (with the exception of Mindanao, which had a J apanese population of twenty-six thousand) were put in the third category. Indochina and the Dutch East Indies were in the second category. The first category included Guam, Mindanao, and Hawaii. In other words, a Navy General Staff research report recommended, over a year before the outbreak of hostilities with the United States, that the Hawaiian Islands be incorporated into the Japanese Empire.

SOURCE: Hawaii Under the Rising Sun: Japan’s Plans for Conquest After Pearl Harbor, by John J. Stephan (U. Hawai‘i Press, 1984), pp. 135-137

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Politics and the Ethiopian Famine 1984-1985

[Cultural Survival’s Report]

When [Peter] Niggli, Bonnie Holcomb, and the research director of Cultural Survival, Dr. Jason W. Clay, arrived in Sudan in February 1985 to interview the Tigreans and others who had escaped over the border, the resettlement issue was an interesting sideshow to the main famine story. Western journalists and diplomats in Ethiopia had caught glimpses of people being herded onto trucks and airplanes. One U.S. diplomat went so far as to say that “the selection process recalled Auschwitz.” From the little that could be discerned, resettlement appeared to be yet another indication, if any was needed, of the Marxist regime’s insensitivity to its own people. But there the issue ground to a halt for lack of evidence. Resettlement areas simply were off limits to almost all foreigners, except those on prearranged tours to model camps. The government denied that the program was not voluntary or that it was motivated by any factor besides the humanitarian desire to relocate drought-stricken peasants to more fertile areas in the west and southwest of the country. Western relief officials stationed in Addis Ababa, whose presence depended on the good will of the local authorities, tended to back up the regime’s assertions….

Cultural Survival, based in Cambridge, Massachusetts, came to Sudan with especially impressive credentials. Founded in 1972 by a group of social scientists at Harvard University, its reports on endangered ethnic groups in Africa, Asia, and Latin America have criticized right-wing and left-wing governments alike and have been utilized by the World Bank, USAID, and foreign governments to judge a country’s human rights record and need for development assistance. Clay’s team interviewed 277 Ethiopian refugees at six sites in eastern Sudan … using local translators who were not connected with the TPLF [Tigrean People’s Liberation Front]. (Bonnie Holcomb, who speaks Oromo, helped with some of the translations.) All interviews were taped and then translated a second time by other translators back in the United States. More than half those interviewed were selected at random and, in almost all cases, involved more than 5 percent of the total population of each camp. This was a statistically huge sample. (Harris Polls, for instance, rely on .0004 of 1 percent of the U.S. population.) As Clay told me in a letter, “Methodologically, you cannot touch [criticize] the data that we collected” about conditions in Ethiopia ”as it relates to the refugees in Sudan.” …

To my knowledge, no study of the Great Leap Forward in China or the actions of the Khmer Rouge in Cambodia was as well packaged as was Cultural Survival’s Politics and the Ethiopian Famine 1984-1985, a 250-page monograph, served up with an array of attractive maps, whose results–if you could wade through the overwhelming details (few could)–were absolutely devastating.

“All those interviewed insisted that they had been captured by government troops and forced to resettle…. Ten percent of all those interviewed reported that they witnessed people being killed who tried to escape.” More than 40 percent said they were beaten. More than 85 percent said they had been separated from at least one member of their immediate families; 70 percent were separated from all members of their immediate families. Amete Gebremedhin, a Tigrean in her early forties, stated that after she and a group of other captured women protested to the militia about being separated from their husbands and children, “the soldiers laughed and said: ‘What do you care about your children, you will find new ones in Asosa.'” …

Everyone interviewed said people had died en route to the resettlement sites; 60 percent said they actually saw people die. Clay’s analysis of the death figures was the most comprehensive and the most controversial part of his research.

The death rates reported by the refugees ranged from 33 deaths per 10,000 people per day to 270 deaths per 10,000. These rates are extremely high given that the camp populations were comprised almost entirely of adults. Such figures were consistently reported from a number of different refugees from different areas. Furthermore, they were relayed by people who did not know each other…. Some of the resettled people were undoubtedly malnourished as a result of declining agricultural production in their homelands, but many had not experienced famine until they were captured for resettlement….

These figures raise … the question of how many of the 400,000 people who were resettled by June of 1985 are still alive. If even the most conservative estimates of the death rate (33 per 10,000 per day) are halved and then halved again (i.e., reduced by 75 percent), then 50,000 to 100,000 of those resettled in this massive program may already have been dead by July 1985.

[Diplomat and NGO Reaction]

The figure of “50,000 to 100,000” dead set the aid communities in Khartoum and Addis Ababa ablaze. It was a higher death rate than that at the emergency feeding camps on the Sudanese border at the height of the famine, and most of the Ethiopians who perished in Sudan were children and old people–of which there were very few in the resettlement program. Father Jack Finucane, the head of Concern, an Irish aid group in Addis Ababa, saw the death rates in an article I wrote for The Wall Street Journal about Cultural Survival’s report and told a group of sixty foreign aid workers assembled on October 19, 1985, at the RRC headquarters, “I’ve read it and I don’t believe it.” Finucane said that in visits he and other members of Concern made to the resettlement area, there were no indications of any such horrors. But as it turned out, one month earlier, at a private meeting at the Hilton Hotel where only Western ambassadors and some aid officials were present, Finucane told a different tale; about a half million people were being displaced in “horrible conditions.” Of seventy-seven resettlement areas, only two or three had succeeded, he had said. In a July 29, 1985, letter to his home office, Finucane wrote it was safe to assume that 25 percent–or 125,000–of the settlers had died.

Finucane’s reversal, whereby he independently confirmed from the Ethiopian side the main points of Cultural Survival’s Sudan-based research, only to deny it all at a public forum in the presence of Ethiopian officials, was laid out in a November 3, 1985, article by David Blundy in the Sunday Times (of London). When Blundy, then one of the paper’s leading foreign correspondents, asked the chair of the Band Aid coordinating committee in Addis Ababa, Brother Augustus O’Keefe, about the discrepancy, O’Keefe replied, “That was a private meeting [the meeting between Finucane and the ambassadors]. I won’t talk about it. The press have done a lot of damage here. I have never heard about any problems with resettlement.”

It was a familiar pattern: back up the research of Cultural Survival and Berliner Missionswerk in private, but condemn it in public. The Red Cross League, for example, did a study on resettlement in the summer of 1985 that corroborated much of what Clay’s resettlement study had found, including the death rate. But the report was kept secret. (Oddly enough, the Canadian Embassy in Addis Ababa was a true believer in resettlement, even in private. One Canadian diplomat actually told me that the West had to get involved in a big way in resettlement, in order to have “influence here.” When I mentioned to another Canadian official, whom I met in Sudan, that Canada was assisting resettlement through funding to private agencies involved in the program, he got very angry and proceeded to launch a tirade against U.S. human rights abuses in the Third World. At the time I knew of no other country about which the views of the Canadian and U.S. governments were as divergent as on Ethiopia. Officials in the U.S. State Department and National Security Council had been extremely critical of Canada’s policy toward resettlement. In Addis Ababa, the two embassies literally represented opposing camps. Some of the Canadians I met appeared absolutely driven about proving that–at least as far as Ethiopia was concerned–they had a foreign policy truly different from that of the United States. In Canada itself this policy was criticized. This was one of the stranger aspects of the famine emergency.)

The spinelessness of the aid community in Addis Ababa was demonstrated a few months later, in December 1985, when the inevitable happened–one of their own went public about the appalling consequences of resettlement. Medecins sans Frontieres [MSF] published a report entitled, “Mass Deportation in Ethiopia,” alleging that with a death rate of 20 percent, as many as 300,000 people were likely to die in the resettlement program, of which up to 100,000 already had. The report noted that “one of the most massive violations of human rights” was “being carried out with funds and gifts from international aid.” The French group quickly was expelled from Ethiopia, while the rest of the aid community chastised the group for getting involved in “politics” when it should have been keeping its nose to the grindstone of relief work. Apparently, nobody in Addis Ababa was drawing the distinction between “politics” and gross violations of human rights. The kiss of death to the French group’s presence in Ethiopia was administered by the United Nations, which publicly defended resettlement by saying that the French organization’s charges could not be taken seriously because it was the only group in the field making such accusations….

[U.S. Media Reaction]

In early 1986, MSF took its case to the court of U.S. public opinion, which barely paid attention, even though the United States was providing almost as much aid to Ethiopia as was the rest of the world combined. A Washington press conference, among other activities, got the French doctors onto the front page of The New York Times for a day and into the editorial pages of several important dailies. But the story had difficulty making the evening news on the major networks because there was no footage of the settlers being abused. Also, this was the period of the Challenger disaster. Therefore, the impact of MSF’s revelation on the general public was marginal. And as one refugee official in Washington explained to me, “Suzanne Garment of The Wall Street Journal was the only big columnist to write about it, so everyone around here dismissed it as just a right-wing issue.” As limited as MSF’s effect was, it was still greater than that of Cultural Survival. This was in a way unfortunate because MSF, a relief group whose investigation was not as well grounded academically proved a much softer target for supporters of resettlement than did the Harvard-based Cultural Survival…. The daily news media, by this time obsessed with the southern part of the African continent in place of the Horn, did little to put the findings into perspective or to investigate the matter further. The editorial page of The Wall Street Journal was a constant exception to this rule, but like all opinion pages, it didn’t have quite the credibility of a hard news section, and the page’s conservative slant meant that liberals often distrusted it….

Even after Clay and Holcomb’s report was published, journalists tended to write about the skeptical reaction in the relief community, rather than to hunt down the actual victims in order to hear their firsthand accounts….

As I see it, the fundamental flaw in the resettlement story was that it was a foreign news item with no domestic spinoff. Because the United States, despite its generous aid, was not influential in Ethiopia–and had not been for a decade–it was a tragedy for which the Reagan administration bore absolutely no responsibility. Although private donations to certain charities were indirectly assisting resettlement, as were public donations from other governments, USAID always was careful to channel U.S. aid to relief operations unconnected with the program. Thus, there was nothing to dig up against the administration, and the herd instinct in the media never was activated. Even after the MSF visit, journalists almost never raised the matter at State Department briefings. Ethiopia had been “lost” years before, and U.S. interests were not being jeopardized by the inhuman actions of Ethiopia’s regime. The country now was part of that zone of darkness where literally anything could happen away from the television cameras. Had the deaths occurred at the hands of a colorful madman, like Idi Amin or Muammar Gaddafi, or even someone less well known but just as crazy, like the former “emperor of the Central African Empire,” Jean-Bedel Bokassa, the story could have been rescued from oblivion. But Mengistu was far too efficient a killer to be distracted by buffoonery, so his crimes had little mass-market appeal….

But, again, it wasn’t only the media, nor even just the human rights organizations that weren’t interested, but Western governments as well…. In fact, as a National Security Council staffer revealed, after the United States got independent intelligence confirmation of the main findings of Clay’s report, Secretary of State George Shultz was ready to enter a U.N. resolution condemning the Mengistu regime, but backed down after receiving absolutely no support from the United States’ Western allies, who did not want their aid programs in Addis Ababa jeopardized.

SOURCE: Robert Kaplan, Surrender or Starve: Travels in Ethiopia, Sudan, Somalia, and Eritrea (Vintage, 2003), pp. 111-127

Has anything at all changed in the modus operandi of the International Community™ since 1984? Anything?

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